我国股东派生诉讼前置程序的完善

发布时间：2018-02-11 01:58

本文关键词： 股东权益派生诉讼前置程序　出处：《外交学院》2017年硕士论文　论文类型：学位论文

【摘要】：随着股东派生诉讼制度在许多国家的确立,我国于2006年在《中华人民共和国公司法》的第152条也规定了股东派生诉讼,这是这一制度第一次出现在法律规范中,但是,我国仅仅以这一个法律条文来规制这一机制,难免略显的有些单薄。经过仔细的研究,可以发现,我国现存的股东派生诉讼制度,就立法涉及到的角度还是存有不同程度的缺陷,而在法律还没有涉及的方面,仍旧需要不断的进行完善。本文主要是针对股东派生诉讼中的前置程序部分进行研读和阐释,同时,采取中外比较的方法,进而提出自己的建议,从而使前置程序作为不可或缺的一部分,为股东派生诉讼的整个机制的良好运行,发挥其最大的作用。本文主要集中于以下几个角度来进行阐述:第一部分,股东派生诉讼前置程序在我国的现状。其中,主要是基于《公司法》第152条的法条进行分析,总结第152条中涉及前置程序部分所存在的一系列的问题,为下文的详细阐述提供一个问题导向。第二部分,股东派生诉讼前置程序的启动。其中包括前置程序的启动原因和申请对象两个角度,主要基于中外国家（地区）的相关法律规定的比较,进而提出自己的完善建议。第三部分,股东派生诉讼前置程序的审查。其中包括前置程序的审查期限,前置程序中所作出的决议的效力和前置程序的免除三个角度,主要基于中外国家（地区）的相关法律规定的比较,进而对于我国规定合理的部分予以肯定,并且阐述合理的理由;对于我国规定不合理和不完善的地方,提出自己的完善建议。当然,在上述方面,也会在适当的时候加入部分我国已经做出的裁判案例,使本文的观点有更加坚实的依据,同时,也进一步明确目前我国在司法实践中,针对这一诉讼机制的实践走向,从而为以后的立法,以及实践提供一些简单的参考。
[Abstract]:With the establishment of the shareholder derivative litigation system in many countries, in 2006, China also stipulated the shareholder derivative action in Article 152 of the Company Law of the people's Republic of China. This is the first time that this system has appeared in the legal norms, but, It is inevitable that our country will only use this legal provision to regulate this mechanism. After careful study, it can be found that the existing shareholder derivative litigation system in China, There are still some defects in the angle of legislation, but in the aspect that the law has not been involved, we still need to improve continuously. This article is mainly aimed at studying and explaining the part of pre-procedure in shareholder derivative action. At the same time, taking the Chinese and foreign comparison method, and then put forward their own suggestions, so that the pre-procedure as an indispensable part of the shareholder derivative action for the entire mechanism of good operation, This paper focuses on the following aspects: the first part, the current situation of the shareholder derivative procedure in our country, which is mainly based on the Article 152 of the Company Law. Summarizing a series of problems in article 152 relating to the part of the pre-procedure, providing a problem-oriented approach for the detailed elaboration below. Part II, The starting of the pre-procedure of shareholder derivative action, which includes the reasons for the initiation of the pre-procedure and the object of application, mainly based on the comparison of the relevant laws and regulations of the Chinese and foreign countries (regions), and then puts forward its own suggestions for perfection. The review of the pre-procedure of shareholder derivative action, which includes the period of examination of the pre-procedure, the effect of the resolution made in the pre-procedure, and the exemption of the pre-procedure, Mainly based on the comparison of the relevant laws and regulations of the Chinese and foreign countries (regions), and then affirming the reasonable parts of the provisions of our country, and expounding the reasonable reasons; for the places where the regulations in our country are unreasonable and imperfect, Put forward their own perfect suggestion. Of course, in the above aspects, we will also join some of the referee cases that our country has already made at the appropriate time, so that the point of view of this article has more solid basis, at the same time, It also further clarifies the practice trend of this litigation mechanism in the judicial practice of our country at present, thus providing some simple reference for the legislation and practice in the future.
【学位授予单位】：外交学院
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：D922.291.91

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