外资并购的垄断规制研究

发布时间：2018-02-27 03:01

本文关键词： 外资并购垄断法律规制对策　出处：《江南大学》2015年硕士论文　论文类型：学位论文

【摘要】：20世纪80年代以后,以跨国并购为主的并购浪潮对世界经济的发展产生了深远的影响。各个国家的企业为了能在世界经济发展的浪潮中占有一席之地,纷纷展开了外资并购的步伐。中国加入WTO以后,我国日益成熟的市场经济制度、GDP的大幅度增长和逐步完善的法律制度使我国企业成为外资并购的首选目标。伴随着外资并购的大规模发展,如何合理的利用外资,提升国内企业的市场竞争力；维护国家经济安全并对外资并购形成的垄断问题进行合理规制是我国经济发展过程中必须要解决的主要问题。外资并购的垄断规制作为世界经济研究中的一个热点话题,其所涉及的法律问题和经济问题十分广泛。目前学界对该课题的研究大多仅从单一的法学或经济学的角度进行分析,很少有文章能够综合运用法学和经济学的知识对垄断问题进行系统的研究。因此,目前我国有关外资并购的垄断规制的理论研究还存在很大的不足。我国作为一个发展中国家,经济发展正处于转型期,社会经济的运转和其他国家存在明显的差异。因此,在立法和司法的过程中绝不能照抄照搬国外做法,在完善我国的垄断规制时,必须立足于我国的国情对欧美发达国家的先进经验进行选择性的借鉴。本文就是在这样的背景下对外资并购的垄断规制展开了研究,并综合运用了案例分析法、比较分析法等多种研究方法。文章共包括五个部分。第一章绪论介绍了研究的背景及意义、研究思路和研究方法；第二章首先对外资并购的相关概念进行了介绍,然后分析了外资并购中垄断形成的动因以及垄断会造成的负面影响,指出了垄断会影响社会福利,并容易产生企业之间的合谋从而扰乱市场的公平竞争。最后本章对外资并购的相关经济学理论进行了系统归纳,主要分析了哈佛学派和芝加哥学派所主张的不同的观点对美国当时期有关企业并购立法的影响；第三章介绍了外资并购以及垄断规制的现状,本章首先分析了近几年外资并购的发展现状以及发展趋势,阐述了外资并购给我国产业发展带来的积极影响和消极影响。然后通过简单介绍近几年外资并购的典型案例及商务部的审查决定分析了我国目前外资并购垄断规制的现状。最后本章从相关市场界定、国家安全审查、经营者集中的认定以及政府规制失灵等方面分析了我国对外资并购垄断规制的不足。第四章运用前文提到的经济学理论对商务部附加限制性条件批准的“沃尔玛收购1号店”的案例进行了并购动因以及反竞争效果分析,并论证了前文提出的我国对外资并购垄断规制中存在的问题。第五章主要从法律规制的角度根据前文提出的我国外资并购垄断规制的不足从相关市场界定、国家安全审查、经营者集中的认定和政府规制失灵四个方面提出了相应的完善对策。
[Abstract]:Since 1980s, the wave of M & A, which is dominated by transnational mergers and acquisitions, has had a profound impact on the development of the world economy. In order to be able to occupy a place in the wave of world economic development, After China's entry into WTO, With the rapid growth of GDP and the gradual improvement of legal system, our country's increasingly mature market economy system makes our enterprises become the first choice of foreign capital M & A. with the large-scale development of foreign capital M & A, how to utilize foreign capital reasonably, Enhancing the market competitiveness of domestic enterprises; Maintenance of national economic security and reasonable regulation of monopoly problems formed by foreign capital mergers and acquisitions are the main problems that must be solved in the process of economic development of our country. The monopoly regulation of foreign capital mergers and acquisitions is a hot topic in the study of world economy. It involves a wide range of legal and economic issues. At present, most of the academic research on this subject is only from the point of view of a single law or economics. Few articles can use the knowledge of law and economics to study the monopoly problem systematically. Therefore, the theoretical research on monopoly regulation of foreign capital M & A in our country is still very insufficient. As a developing country, China is a developing country. Economic development is in the transition period, and there are obvious differences between the operation of social economy and other countries. Therefore, in the process of legislation and judicature, we must not copy and copy foreign practices, while perfecting the monopoly regulation of our country. We must base ourselves on the situation of our country to selectively draw lessons from the advanced experience of the developed countries in Europe and the United States. This paper studies the monopoly regulation of foreign capital M & A under this background, and makes use of the case analysis method synthetically. The first chapter introduces the background and significance of the research, the research ideas and research methods. The second chapter introduces the related concepts of foreign capital mergers and acquisitions. Then it analyzes the causes of monopoly formation and the negative impact of monopoly in foreign M & A, and points out that monopoly will affect social welfare. And it is easy to produce collusion among enterprises to disrupt the fair competition of the market. Finally, this chapter systematically summarizes the relevant economic theories of foreign capital mergers and acquisitions. This paper mainly analyzes the influence of the different viewpoints of Harvard School and Chicago School on the legislation of M & A in the United States. Chapter three introduces the current situation of foreign M & A and monopoly regulation. This chapter first analyzes the current situation and development trend of foreign M & A in recent years. This paper expounds the positive and negative effects of foreign capital M & A on China's industrial development. Then, by introducing the typical cases of foreign capital M & A in recent years and the examination decision of the Ministry of Commerce, this paper analyzes the monopoly rules of foreign capital M & A in China. Finally, this chapter defines the relevant markets, National security review, The identification of the concentration of operators and the failure of government regulation are analyzed in this paper. Chapter 4th: "Walmart approved by the Ministry of Commerce with restrictive conditions approved by the Economic Theory mentioned in Chapter 4th. The case of the purchase of No.1 store analyzes the motivation of M & A and the anti-competitive effect. Chapter 5th defines the monopoly regulation of foreign capital M & A from the perspective of legal regulation from the point of view of legal regulation from the relevant market, national security review. The identification of concentration of operators and the failure of government regulation four aspects of the corresponding improvement countermeasures.
【学位授予单位】：江南大学
【学位级别】：硕士
【学位授予年份】：2015
【分类号】：D922.294

【相似文献】