我国中小企业法律风险管理研究

发布时间：2018-03-01 15:28

本文关键词： 法律风险中小企业风险管理　出处：《江南大学》2017年硕士论文　论文类型：学位论文

【摘要】：中小企业作为当代国民经济的重要组成部分,提供了大量的就业岗位、税收、发明专利等,其数量更是占到了企业总数的99%,可以说扮演着举足轻重的角色。随着科技、经济的进一步发展,一方面我国中小企业发展环境良好,市场竞争激烈,另一方面层出不穷的法律风险事件却给企业带来了有形或无形的损失,使企业的发展受阻。与此同时,法律风险管理这一理念也出现在人们视野中,而当前不少企业在该方面缺乏防范意识,中小企业的问题更为严重。在理论层面,基于对国内外研究的分析总结,对中小企业及企业法律风险作出界定,并且概述了企业风险管理理论和企业法律风险管理的动因及价值。在实证层面,运用案例分析法,通过对司法实践案例的分析,结合统计数据和法律法规进行相关拓展,归纳出公司设立出资、合同履行、人力资源管理、知识产权四种中小企业常见的法律风险。这些法律风险使得中小企业涉诉率居高不下,加之中小企业自身规模小、资金少、管理体制不完善,应对法律风险的能力较差,一旦诱发法律风险就有可能严重影响企业的发展。在上述案例分析的基础上,运用管理学有关知识从管理体制、管理理念、管理人才三个角度切入,寻找中小企业易诱发法律风险的原因,并深入分析法律风险管理上的不足之处。为了促进中小企业的良性发展,针对原因分析中的三个方面提出对策,主要是树立先进的法律风险管理理念、建立符合中小企业特点的法律风险管理制度、培育或引进专业的法律风险管理人才。通过研究不难发现,在依法治国的大背景下,企业的整个生命周期都和法律风险息息相关,越来越多的企业经营者开始重视法律风险管理,但是中小企业通常都缺乏有效的防控手段,仅仅只能在风险发生后被动低依靠诉讼等方式将损失降低,显然不利于企业的稳定发展。综合法学、经济学、管理学的知识,根据我国中小企业的实际情况,从客观的角度分析中小企业存在的法律风险管理问题并提出一些解决策略,不仅完善了整个风险管理体系,也是对构建符合我国国情的中小企业法律风险管理机制的一次有益探索。
[Abstract]:As an important part of the contemporary national economy, small and medium-sized enterprises provide a large number of jobs, taxes, invention patents and so on. The number of SMEs accounts for 99% of the total number of enterprises, which can be said to play a pivotal role. With science and technology, With the further development of economy, on the one hand, the development environment of small and medium-sized enterprises in our country is good, the market competition is fierce, on the other hand, the endless legal risk events have brought tangible or intangible losses to the enterprises, and at the same time, the development of the enterprises has been hindered. The concept of legal risk management also appears in people's view, but at present many enterprises lack the awareness of prevention in this respect, the problem of small and medium-sized enterprises is more serious. In theory, based on the analysis and summary of domestic and foreign research, This paper defines the legal risk of small and medium-sized enterprises and enterprises, and summarizes the theory of enterprise risk management and the motivation and value of enterprise legal risk management. Combined with statistics and laws and regulations to expand the relevant, summed up the establishment of the company investment, contract implementation, human resources management, Intellectual property rights four common legal risks for small and medium-sized enterprises. These legal risks make the litigation rate of small and medium-sized enterprises remain high. In addition, small and medium-sized enterprises have small scale, little capital, imperfect management system, and poor ability to deal with legal risks. Once legal risk is induced, it may seriously affect the development of enterprises. On the basis of the above case analysis, the application of management knowledge from the management system, management concept, management personnel three angles cut into, In order to promote the healthy development of small and medium-sized enterprises, the author puts forward some countermeasures in view of the three aspects of the cause analysis. It is mainly to set up advanced legal risk management concept, establish legal risk management system that accords with the characteristics of small and medium-sized enterprises, cultivate or introduce professional legal risk management personnel. The whole life cycle of an enterprise is closely related to legal risk. More and more business operators begin to attach importance to legal risk management, but small and medium-sized enterprises usually lack effective means of prevention and control. It is obviously not good for the stable development of enterprises to reduce the losses only after the risk has occurred by passively and low depending on litigation and so on. Comprehensive knowledge of law, economics and management, according to the actual situation of small and medium-sized enterprises in our country, This paper analyzes the legal risk management problems existing in small and medium-sized enterprises from an objective point of view and puts forward some solutions, which not only improve the whole risk management system, It is also a beneficial exploration to construct the legal risk management mechanism of small and medium-sized enterprises in accordance with the situation of our country.
【学位授予单位】：江南大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：D922.291.91

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