论我国国债的法律规制

发布时间：2018-03-06 23:31

本文选题：国债　切入点：国债立法　出处：《河北大学》2017年硕士论文　论文类型：学位论文

【摘要】：我国国债市场经历了30年的开拓和探索,已逐渐完备并走向成熟。在取得巨大成功的背后,国债市场存在的固有矛盾和问题频频出现并不断激化。并且在当下,我国的经济实力和经济发展水平都得到了飞速的提升,各种新情况和新问题也层出不穷,如何在复杂的环境中制定出能够适应当下情况的国债法律,同样是人们应该面对的现实问题。立足于现状而言,国债市场要想取得长足进步就必然要求建立健全国债法律制度,升级和加强国债市场监管。虽然我国从发行国债至今已经跨越了30余年,但是反观相应的法制,立法进程却没有跟上相关的国债发展的进程,至今我国没有一部关于国债的专门立法,只是通过零散的规则进行调整和规范,这就导致在处理有关国债的实际问题时,适用法律上存在困难,同时这种大量的零散规定的存在,也是法制不健全的表现。尽管存在众多相关法律法规,但仍旧存在一定的不完备性并且难成体系。我们需要深入研究其法律性质和作用机制,考量法律制度的内部成因和机理,以此实现国债市场的进一步完善和制度变革。随着近些年来国债市场的成熟进步,我国对于国债的理论研究也从未停歇,逐步深入的研究和实践为国债立法夯实了重要的理论和实践基础。因此,我国国债法的制定是切实可行的。本论文共分引言、正文和结语三部分。第一章重点阐述选题的背景及意义,我国国债发行起步晚,经过五十多年的发展特别是近三十年的快速发展,国债发行规模呈稳健上扬态势,国债市场日渐走向成熟,在我国经济增长中的作用和位置日益凸显,但国债市场法律保护机制不健全、不完备,基于此,通过对国债法律法规的研究,提供一系列制度设计建议,进而推动我国国债市场的高效运行。为了更好地进行研究,还对国内外的研究现状进行分析,以期提出更加完善的制度和法律;第二章重点阐述了国债的概念及其功能,并从主体、性质、实现角度分别阐述国债法律关系,突出国债法律规制的必要性,并从国债法律制度的历史沿革分析国债市场体系的形成;第三章对我国现行国债法律规制的路径进行分析,从发行、交易、监管三个环节的现状进行阐述,重点针对国债发行和交易中出现的问题进行分析探讨,以制定相应的制度并据此监管;第四章阐述了美国、日本国债的法律法规,并结合我国的实际情况,进行分析探讨,以使美国、日本的经验给予我们相应的启示;第五章重点阐述我国国债法律法规的立法和完善,从立法原则、立法模式和制度设计等三方面提出相应的政策建议,促使国债法治化。
[Abstract]:After 30 years of exploration and exploration, the national debt market of our country has been gradually perfected and matured. Behind the great success, the inherent contradictions and problems in the national debt market have frequently appeared and intensified. China's economic strength and level of economic development have been rapidly improved, and various new situations and new problems have emerged one after another. How to formulate a national debt law that can adapt to the current situation in a complex environment, It is also a realistic problem that people should face. In terms of the current situation, if the national debt market is to make great progress, it will inevitably require the establishment of a sound national debt legal system. Upgrading and strengthening the supervision of the national debt market. Although China has been issuing treasury bonds for more than 30 years now, but in the light of the corresponding legal system, the legislative process has not kept pace with the development of the relevant national debt. So far, China has not had a special piece of legislation on national debt, but it has only been adjusted and regulated by scattered rules. This has led to difficulties in the application of the law when dealing with practical problems related to national debt. At the same time, the existence of such a large number of scattered regulations is also a manifestation of the imperfect legal system. Although there are many relevant laws and regulations, there are still some incompleteness and difficulty in systematizing them. We need to study their legal nature and mechanism of action in depth. Considering the internal causes and mechanism of the legal system, in order to realize the further improvement and institutional reform of the national debt market. With the maturity and progress of the national debt market in recent years, the theoretical research on the national debt in China has never stopped. The in-depth research and practice have laid an important theoretical and practical foundation for national debt legislation. Therefore, the formulation of national debt law in China is feasible. The first chapter focuses on the background and significance of the topic. After more than 50 years of development, especially the rapid development of nearly 30 years, the scale of national debt issuance shows a steady upward trend. The national debt market is gradually maturing and plays an increasingly important role in the economic growth of our country. However, the legal protection mechanism of the national debt market is not perfect and complete. Based on this, through the study of the national debt laws and regulations, Provide a series of system design suggestions, and then promote the efficient operation of the national debt market. In order to better research, we also analyze the current research situation at home and abroad, in order to put forward a more perfect system and laws; The second chapter focuses on the concept and function of national debt, and expounds the legal relationship of national debt from the aspects of subject, nature and realization, highlighting the necessity of legal regulation of national debt. And from the historical evolution of the legal system of national debt analysis of the formation of the national debt market system; chapter III of the current national debt legal regulation of the path of analysis, from the issuance, trading, supervision of the current situation of three links, It focuses on the analysis and discussion of the problems in the issuance and trading of treasury bonds, in order to formulate the corresponding system and supervise them accordingly. Chapter 4th expounds the laws and regulations of the United States and Japan bonds, and combines the actual situation of our country to carry on the analysis and discussion. In order to make the experience of the United States and Japan give us corresponding enlightenment, chapter 5th focuses on the legislation and perfection of the national debt laws and regulations in China, and puts forward corresponding policy suggestions from three aspects: legislative principle, legislative model and system design. Promote the legalization of national debt.
【学位授予单位】：河北大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：D922.287

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