论美国双重股东代表诉讼制度

发布时间：2018-03-17 03:22

本文选题：股东权益　切入点：双重股东代表诉讼　出处：《湖南大学》2015年硕士论文　论文类型：学位论文

【摘要】：由于全球化和竞争的加剧,越来越多的公司开始以企业集团的形式呈现,各公司之间联系越来越紧密,出现众多关联公司、母子公司、控股公司。而传统股东代表诉讼制度虽然可以有效保护中小股东的合法权益,但在新形势下却遇到了新的问题。而作为现代公司立法最为先进的美国,早在20世纪初就构建了双重股东代表诉讼制度来应对新形势下的新问题,美国通过一些经典判例,确立了双重股东代表诉讼制度的法律依据,并在实践当中不断完善。本文详细梳理了自1913年至上世纪末的一些有影响力的经典案例,并对其加以总结,对美国双重股东代表诉讼制度的发展源流进行了研究。此外,还对该制度的制度功能进行了初步探讨,包括完善制度、维护权益、威慑等功能。接着分析了该制度的原告、被告及其他相关人员、公司的法律地位,确立了诉讼中的适格当事人,本文还重点分析了双重股东代表诉讼制度当中的一些激励机制和约束机制,以确保既能促使股东积极维权,又能限制滥诉的发生,从而确保该制度真正能够发挥作用。对比我国公司立法现状,在充分考虑我国现实状况的基础上,可以审慎地引进该制度,以确保股东合法权益的保护,同时促进我国经济社会的持续健康发展。但是在构建该制度的过程中,需要把握该制度的重点,做好应对在该制度构建过程中的难点问题,比如诉讼费用、赔偿制度、担保制度等等,使其既能符合我国实际,又能充分发挥作用。同时,对其他国家的相关规定也加以比较研究,取其精华,辩证地看待双重股东代表诉讼,完善双重股东代表诉讼制度。
[Abstract]:As a result of globalization and the intensification of competition, more and more companies begin to present themselves in the form of enterprise groups. While the traditional shareholder representative litigation system can effectively protect the legitimate rights and interests of minority shareholders, it has encountered new problems under the new situation. As the most advanced legislation of modern companies, the United States, As early as 20th century, the dual shareholder representative litigation system was constructed to deal with the new problems under the new situation. The United States has established the legal basis of the dual shareholder representative litigation system through some classic cases. From 1913 to the end of the last century, this paper reviews some influential classic cases, summarizes them and studies the development of the dual shareholder representative litigation system in the United States. It also discusses the system functions of the system, including perfecting the system, safeguarding rights and interests, deterring and so on. Then, it analyzes the legal status of the plaintiff, defendant, other related personnel and company of the system. This paper also analyzes some incentive and restraint mechanisms in the dual shareholder representative litigation system in order to ensure that shareholders can not only actively protect their rights, but also limit the occurrence of excessive litigation. In order to ensure that the system can really play a role. Compared with the current situation of our company legislation, on the basis of fully considering the reality of our country, we can prudently introduce the system to ensure the protection of the legitimate rights and interests of shareholders. At the same time, to promote the sustained and healthy development of our country's economy and society. However, in the process of constructing this system, we need to grasp the key points of the system and do a good job in dealing with the difficult problems in the process of constructing the system, such as litigation costs, compensation system, The guarantee system and so on can not only accord with the reality of our country, but also give full play to the function. At the same time, the relevant regulations of other countries should be compared and studied. Perfect double shareholder representative litigation system.
【学位授予单位】：湖南大学
【学位级别】：硕士
【学位授予年份】：2015
【分类号】：D922.291.91

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