论我国金融控股公司的设立方式

发布时间：2018-04-06 22:16

本文选题：金融控股公司　切入点：设立方式　出处：《黑龙江大学》2015年硕士论文

【摘要】：金融控股公司是突破传统分业经营、分业监管,实现混业经营的新型组织载体。近年来,随着我国金融业对外开放程度的加深以及金融体制改革的不断推进,金融控股公司也逐渐成为我国学术界和实务界热烈讨论的话题。但关于如何设立我国的金融控股公司,选择何种设立方式却鲜少有人研究。目前,我国在此方面的专门立法尚属空白阶段。现存的金融控股公司也大多是通过绕道海外或是国务院特许的方式设立起来的。对此,本文参照已有相关立法的国家和地区的成功经验,对国际上最为常见的设立方式---营业让与和股份转换进行介绍,研究对比两种设立方式各自的特点并进而分析每种设立方式背后所衍生的法律问题。最后结合我国国情,提议通过制定专门法律来规范金融控股公司,并提出简化营业让与条款,完善股份转换规定的立法建议。
[Abstract]:Financial holding company is a new type of organization carrier to break through the traditional separate operation, separate supervision and realize mixed operation.In recent years, with the deepening of China's financial industry opening to the outside world and the continuous promotion of financial system reform, financial holding companies have gradually become a hot topic in the academic and practical circles of our country.However, there are few studies on how to set up financial holding companies in China.At present, our special legislation in this area is still blank.Most of the existing financial holding companies have been set up by bypass overseas or by the State Council.In this paper, referring to the successful experiences of the countries and regions that have already made relevant legislation, this paper introduces the most common way of establishment in the world-business transfer and share conversion.This paper studies and compares the characteristics of the two ways of establishment and then analyzes the legal problems derived from them.Finally, according to the situation of our country, it is proposed to standardize the financial holding company by making a special law, and to put forward some legislative proposals to simplify the terms of business transfer and perfect the regulation of share conversion.
【学位授予单位】：黑龙江大学
【学位级别】：硕士
【学位授予年份】：2015
【分类号】：D922.291.91

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