论自贸区金融创新立法的完善
发布时间：2018-11-15 20:44
【摘要】：从中央到地方出台的有关自贸区金融创新的法律法规在立法内容上既具有共性又不乏个性,并且革新了监管理念和监管方式,对我国自贸区金融创新的稳步发展发挥了有目共睹的积极作用。但相关法律法规亦存在诸多困境与弊端,主要表现为:严苛的市场准入制度抑制自贸区金融创新的活力,金融业务创新立法的滞后满足不了自贸区金融创新实践所需,以及不健全的风险防范机制难以有效规制自贸区金融创新风险。未来我国自贸区金融创新立法,应朝着制定相对宽松的自贸区金融创新市场准入制度、完善金融业务创新规则以及建立健全自贸区金融创新宏观微观审慎监管体系等三个路径推进。
[Abstract]:The laws and regulations on financial innovation in the FTAZ issued from the central to the local level have both general and unique legislative content, and have revolutionized the concept of supervision and the way of supervision. It has played a positive role in the steady development of financial innovation in China's Free Trade Zone. However, there are many difficulties and drawbacks in the relevant laws and regulations, which are mainly manifested as: strict market access system inhibits the vitality of financial innovation in the FTAZ, and the lag of legislation on financial business innovation cannot meet the needs of the FTAZ's financial innovation practice. And the imperfect risk prevention mechanism is difficult to effectively regulate the risk of financial innovation in FTAZ. In the future, China's free trade zone financial innovation legislation should be oriented towards the establishment of a relatively loose market access system for financial innovation in the free trade zone. Perfecting the rules of financial innovation and establishing and perfecting the macro and micro prudential supervision system of financial innovation in FTAs.
【作者单位】： 厦门大学法学院;
【基金】：国家社科基金项目“新发展理念下中国金融机构社会责任立法问题研究”(17BFX009) 中央高校基本科研业务费专项资金资助项目“财税金融法研究”(20720151038)
【分类号】：D922.295
本文编号：2334410
[Abstract]:The laws and regulations on financial innovation in the FTAZ issued from the central to the local level have both general and unique legislative content, and have revolutionized the concept of supervision and the way of supervision. It has played a positive role in the steady development of financial innovation in China's Free Trade Zone. However, there are many difficulties and drawbacks in the relevant laws and regulations, which are mainly manifested as: strict market access system inhibits the vitality of financial innovation in the FTAZ, and the lag of legislation on financial business innovation cannot meet the needs of the FTAZ's financial innovation practice. And the imperfect risk prevention mechanism is difficult to effectively regulate the risk of financial innovation in FTAZ. In the future, China's free trade zone financial innovation legislation should be oriented towards the establishment of a relatively loose market access system for financial innovation in the free trade zone. Perfecting the rules of financial innovation and establishing and perfecting the macro and micro prudential supervision system of financial innovation in FTAs.
【作者单位】： 厦门大学法学院;
【基金】：国家社科基金项目“新发展理念下中国金融机构社会责任立法问题研究”(17BFX009) 中央高校基本科研业务费专项资金资助项目“财税金融法研究”(20720151038)
【分类号】：D922.295
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