证券业“一人多户”模式对现行反洗钱工作的影响及建议
发布时间：2019-08-09 12:20
【摘要】：正继普通机构投资者和沪港通个人投资者"一人一户"限制放开后,2015年4月10日,中国证券登记结算有限责任公司(以下简称"证券登记公司")下发了《关于取消自然人投资者A股等证券账户一人一户限制的通知》,明确自2015年4月13日起A股市场全面放开"一人一户"限制。自此,自然人与机构投资者均可根据自身实际需要开立多个A股账户和封闭式基金账户,上限20个,引
[Abstract]:Following the liberalization of the restrictions on "one person, one household" by ordinary institutional investors and Shanghai-Hong Kong Stock Connect individual investors, on April 10, 2015, China Securities Registration and settlement Co., Ltd. (hereinafter referred to as "Securities Registration Company") issued a notice on abolishing the one-person-one-household restriction on securities accounts such as natural person investors, making it clear that the "one person, one household" restriction will be fully liberalized in the A-share market since April 13, 2015. Since then, both natural persons and institutional investors can open multiple A-share accounts and closed-end fund accounts according to their actual needs, with a ceiling of 20.
【作者单位】： 中国人民银行连云港市中心支行;
【分类号】：F832.51;D922.28
[Abstract]:Following the liberalization of the restrictions on "one person, one household" by ordinary institutional investors and Shanghai-Hong Kong Stock Connect individual investors, on April 10, 2015, China Securities Registration and settlement Co., Ltd. (hereinafter referred to as "Securities Registration Company") issued a notice on abolishing the one-person-one-household restriction on securities accounts such as natural person investors, making it clear that the "one person, one household" restriction will be fully liberalized in the A-share market since April 13, 2015. Since then, both natural persons and institutional investors can open multiple A-share accounts and closed-end fund accounts according to their actual needs, with a ceiling of 20.
【作者单位】： 中国人民银行连云港市中心支行;
【分类号】：F832.51;D922.28
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