论有限责任公司股东认定

发布时间：2018-03-15 10:49

本文选题：有限责任公司　切入点：股东　出处：《中国政法大学》2007年硕士论文　论文类型：学位论文

【摘要】： 有限责任公司股东认定是公司法实务中一个重要的问题。在公司诉讼中如股权转让纠纷、追究股东出资瑕疵责任纠纷中都要涉及有限责任公司股东的认定,因此,讨论有限责任公司股东认定具有十分重要的理论价值和现实意义。新《公司法》规定了有限责任公司股东名册的推定效力以及股东工商登记的对抗效力,在一定程度上解决了有限责任公司股东认定问题。但认缴出资、实际享有股东权利、公司章程、出资证明书等是否可以作为认定有限责任公司股东的依据,彼此间的效力如何,以及新《公司法》允许注册资本分期缴纳等制度性改革对有限责任公司股东认定的影响等等,均有待于作进一步研究。本文试图结合新《公司法》的规定,通过运用公司法理论、商法理论和民法理论,借鉴国外的立法经验和司法审判经验,通过对上述认定依据的分析,对解决实务中有限责任公司股东认定的原则和模式进行一定的探索和尝试。本文正文共分四部分。第一部分通过案例引出问题,说明有限责任公司股东认定的理论意义和实践价值。第二部分为有限责任公司股东认定的理论基础,对有限责任公司股东进行了界定、论述了有限责任公司股东认定制度设计的理论根据,为第三部分、第四部分有限责任公司股东认定依据的分析和实践运用打下理论基础。第三部分为有限责任公司股东认定的依据及其效力层次,通过对认缴出资、实际享有股东权利、公司章程、股东名册、出资证明书、工商登记等股东认定依据进行分析,并将依据进行效力层次划分,分为基础效力的认定依据、生效效力的认定依据和对抗效力的认定依据,得出有限责任公司股东认定的一般原理。同时对生效效力认定依据的多样化原因进行了分析。第四部分为有限责任公司股东认定依据的实践适用。首先论述了实务中认定有限责任公司股东的三个基本原则,从总体上对实务中股东认定进行把握,并在此基础上分析了债权人等第三人否定公司法人格和追究股东出资瑕疵责任纠纷中股东的认定、股东与股东之间纠纷的股东认定、股东与公司之间纠纷的股东认定、股权转让纠纷中的股东认定四种具体的有限责任公司股东认定模式。
[Abstract]:Shareholders identification of limited liability companies is an important issue in the practice of company law. It is of great theoretical value and practical significance to discuss shareholder identification of limited liability company. The new Company Law prescribes the constructive effect of shareholders' register of limited liability companies and the antagonistic effect of shareholders' industrial and commercial registration, which to some extent solves the problem of shareholders' identification in limited liability companies, but subscribes to the capital contribution and actually enjoys the rights of shareholders. Whether articles of association, capital contribution certificates, etc., can be used as the basis for determining shareholders of a limited liability company, and how effective they are, The influence of the institutional reform of the new Company Law on the shareholders' recognition of limited liability companies is subject to further study. This article attempts to combine the provisions of the new Company Law, through the use of company law theory, commercial law theory and civil law theory, draw lessons from foreign legislative experience and judicial experience, through the analysis of the above identification basis. This paper explores and tries to solve the principle and mode of shareholder identification in limited liability company. This paper is divided into four parts. The first part introduces the theoretical significance and practical value of shareholders' identification in limited liability companies through cases. The second part is the theoretical basis of shareholders' identification in limited liability companies. This paper defines the shareholders of limited liability companies, and discusses the theoretical basis for the design of shareholders' identification system of limited liability companies, which is the third part. Part 4th lays a theoretical foundation for the analysis and practical application of shareholder identification basis of limited liability company. The third part is the basis and level of validity of shareholder identification in limited liability company. Through the subscription of capital contribution, the shareholders' rights are actually enjoyed. The articles of association of the company, the register of shareholders, the capital contribution certificate and the industrial and commercial registration shall be analyzed, and the basis for the determination of the validity shall be divided into three categories: the basis for the determination of the basic validity, the basis for the determination of the validity of the company, and the basis for the determination of the effectiveness of confrontation, At the same time, the paper analyzes the diversified reasons of the basis for the validity of the limited liability company. 4th part is the practical application of the shareholder identification basis of the limited liability company. First, the paper discusses the practical application of the basis of shareholder identification in the limited liability company. The three basic principles for determining the shareholders of a limited liability company, On the basis of this, the author analyzes the shareholders' cognizance in the dispute between the creditor and the third party such as the creditor in denying the personality of the company law and investigating the shareholder's responsibility for the defect of the shareholder's contribution, and the shareholder's confirmation of the dispute between the shareholder and the shareholder. Shareholders in the dispute between shareholders and the company, shareholders in the ownership transfer dispute identified four specific limited liability company shareholder identification mode.
【学位授予单位】：中国政法大学
【学位级别】：硕士
【学位授予年份】：2007
【分类号】：D922.291.91

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