论营业转让基本规则

发布时间：2018-03-16 14:07

本文选题：营业转让　切入点：事实关系　出处：《华东政法大学》2009年硕士论文　论文类型：学位论文

【摘要】： 本文拟以营业转让的特殊性作为切入点,深入阐释和论证营业转让中的三项必备基本规则——事实关系移转规则、转让方竞业禁止规则和债权人保护规则——的法理基础和必要性。全文包括导言、正文、结语三部分,正文部分由四章组成。第一章介绍了营业转让的一般理论问题,并以此为基础引出了营业转让规则框架的基本构成。本章从商法上“营业”概念的含义和构成出发,指出了营业转让的概念、营业转让与一般财产转让的区别——合同标的物的不同以及合同本旨的不同,论述了营业转让独特的经济功能和法理基础;基于营业转让的合同性质,阐述了本文作者对于营业转让规则框架构建的初步意见;并提出在此框架中由营业转让本质属性所必然引出的三项基本规则——事实关系移转规则、转让方竞业禁止规则和债权人保护规则。第二章论证了事实关系移转规则是营业转让必备的基本规则之一。本章开篇撷取国外立法中事实关系移转规则的立法例以展现此规则的概貌;之后先分析了“事实关系”的内容、法律性质和特征,同时考察经济学、会计学和法学视野中的“商誉”概念,从而推导出“营业转让中的事实关系是商誉的载体”这一结论;进而阐述了事实关系移转规则的实质是商誉载体的交付义务;最后,本章通过阐述商誉载体交付义务是营业转让合同主给付义务,从而论证事实关系移转规则是营业转让必备的基本规则之一。第三章论证了转让方竞业禁止规则是营业转让必备的基本规则之一。本章先分析了受让方进行营业转让交易的目的以及转让方在营业转让交易履行完毕后所处的相对优势竞争地位,从而引出竞业禁止规则的立法缘由:受让方利益保护和交易双方利益平衡;之后本章撷取国外立法例,全面考察了竞业禁止规则的主要内容、表现形式和法理基础;最后,通过阐述竞业禁止规则的属性、竞业禁止义务在营业转让合同中的地位——后合同义务,以及竞业禁止规则的功能,从而论证了转让方竞业禁止规则也是营业转让必备的基本规则之一。第四章论证了债权人保护规则是营业转让必备的基本规则之一。本章首先从“债务”在“营业”中的地位的角度论证了营业转让中债权人保护规则的必要性:债务是否为营业的构成要素存在两种立法例,但不论营业是否包含债务,仅以传统民法所提供的规则,营业转让必定会对转让前营业上的债权人的债权产生不利影响,商法必须对债权人利益做出特别规则安排;之后,本章又从“事实关系”在“营业”中的地位的角度论证了营业转让中债权人保护规则的必要性:营业转让必然包含以事实关系为载体的商誉的转让,营业转让的本旨决定了不能因商誉转让而导致商誉减损,商誉维持内生地要求保护市场信赖、保护交易安全。营业转让应适用商事外观主义以保护债权人。
[Abstract]:This article takes the particularity of business transfer as the breakthrough point, and thoroughly explains and proves the three basic rules of business transfer -- the rule of fact transfer, the transferee's prohibition rule and the creditor's protection rule.
The full text includes the introduction, the text, the conclusion of the three parts, the body part consists of four chapters.
The first chapter introduces the general theory of the business transfer, and on the basis of the basic rules of composition leads to the transfer of business framework. This chapter from the commercial "business concept and constitution of, pointed out the concept of business transfer, the subject matter of the contract between business transfer and the transfer of general property of the main different and different contract, discusses the unique business transfer of the economic function and the legal basis; the nature of the contract based on the transfer of business, expounds the author for the preliminary views to construct the rules of business transfer framework; and brings forward the frame by the nature of the business transfer will lead to the three basic rules: factual relation rules of transferring, transfer the party prohibition rules and creditor protection rules.
The second chapter discusses the transfer rules of fact relationship is one of the basic rules of business transfer. This chapter begins with the overview of the necessary legislation to capture the relationship between fact in foreign legislation, transfer rules in order to show this rule; after the first analysis of the "facts", the legal nature and characteristics, and the effects of economics, accounting and law in the field of the concept of "goodwill", which is derived from the "transfer of business in the fact that the relationship is a conclusion that the carrier of goodwill"; and expounds the essence of the fact relation rule is the carrier of goodwill transfer delivery obligations; finally, this chapter expounds the goodwill carrier obligation of delivery business transfer contract is the main payment obligation, so as to demonstrate the transfer rules in relation is one of the basic rules of business transfer necessary.
The third chapter discusses the transferor prohibition rules is one of the basic rules of business transfer necessary. This chapter first analyzes the transferee trading business transfer to the transferor in the transaction and transfer of business to office after the relative competitive position, which leads to the legislation of the rule of reason: the prohibition of protecting the interests of the transferee and the transaction the balance of interests of both sides; then this chapter takes the foreign legislation, a comprehensive study of the main content of prohibition rules, forms and legal basis; finally, through the property described prohibition rules, prohibition obligations in the status of business transfer contract in the post contract obligations, and prohibition rules, which proves that the transfer of the party is one of the basic rules of prohibition rules of business transfer necessary.
The fourth chapter discusses the creditor protection rules is one of the basic rules of business transfer necessary. This chapter from the "debt" in the "business" in the position demonstrates the necessity of creditor protection rules in business transfer: there are two kinds of legislation whether the debt for the constituent elements of business, but no matter whether to include business debt. Only in the traditional civil law provided by the rules, the business transfer will have an adverse impact on the creditors in the business before the transfer of creditor's rights, the commercial interests of the creditors must make special rules; after this chapter from the "truth" in the "business" in the position angle proves the necessity of the creditor protection rules of business transfer: transfer of business must contain transfer in fact relationship as the carrier of goodwill, business transfer for the purpose of a decision not to transfer to goodwill goodwill impairment, taking Ewell To protect the market trust and protect the safety of the transaction. Business transfer should be applied to protect the creditor.

【学位授予单位】：华东政法大学
【学位级别】：硕士
【学位授予年份】：2009
【分类号】：D913.99

【引证文献】