论公司股东资格的认定

发布时间：2018-09-12 10:21

【摘要】：股东资格的认定，既是一个重要的理论问题，又是一个重要的实践问题，并且是公司法案件审理中经常遇到的问题。由于我国长期以来公司法律制度不够完善，，理论上对股东资格认定这个问题研究不够，再加上实践中我国公司的设立和运作不规范，审判实践中各地的认定标准不一，给处理这类纠纷造成一定的混乱，急需统一规范，新《公司法》对此规定仍然比较原则，没有得到有效解决，本文在参考大量公司法文献、学术论文以及案例评析的基础上，考察了出资行为、公司章程、工商注册登记、股东名册、出资证明书与股票、实际享有股东权利对股东资格认定的功能。阐述了股东资格认定的基本原则和思路，指出股东资格的认定应遵循维护社团法律关系的稳定性、保持各方主体的利益平衡、优先保护善意第三人的利益、体现商法的公示主义和外观主义、制裁规避法律的行为的原则，同时还要遵循分析争议的法律关系是属于公司内部法律关系还是外部法律关系和保护善意第三人利益原则引申出来的思路，并结合具体类型纠纷和几种特殊的股东资格就股东资格的认定所应遵循的一般规则进行探讨。
[Abstract]:The determination of shareholder's qualification is not only an important theoretical problem, but also an important practical problem. It is also a common problem in the trial of corporate cases. The operation is not standardized, and the standards of judgment vary from place to place in the trial practice, causing certain confusion in dealing with such disputes, which urgently needs to be unified and standardized. The provisions of the new Company Law are still relatively principled and have not been effectively resolved. Articles of association, registration of industry and commerce, register of shareholders, certificates of capital contribution and stocks actually enjoy the functions of shareholders'rights in determining shareholders' qualifications. This paper expounds the basic principles and ideas of shareholders'qualifications determination, and points out that the determination of shareholders' qualifications should follow the principle of maintaining the stability of the legal relationship of associations, maintaining the balance of interests of all parties, giving priority to the protection of Bona fi The interests of the three persons should embody the principles of publicity and externalism of commercial law and punish the evasion of law. At the same time, we should follow the train of thought derived from the analysis of whether the legal relationship in dispute belongs to the internal legal relationship of the company or the external legal relationship and the principle of protecting the interests of bona fide third parties, and combine with specific types of disputes and several special types of disputes. The qualification of shareholders should be discussed on the general rules that should be followed in the confirmation of shareholder qualification.
【学位授予单位】：对外经济贸易大学
【学位级别】：硕士
【学位授予年份】：2006
【分类号】：D922.291.91

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