涉私募基金刑事案件的法律问题研究

发布时间：2018-01-29 18:15

本文关键词： 私募基金非法集资法律规制　出处：《天津财经大学》2014年硕士论文　论文类型：学位论文

【摘要】：私募基金随着新的《证券投资基金法》的实施,私募基金摆脱了一直处于灰色地带的尴尬境况,其法律主体地位得到了确认,可谓是结束了“战国时代”,迎来了“春暖花开之时”。虽然私募基金迎来了最好的发展时机,但是其背后隐藏的危机也不容小觑,就目前发展私募基金过程中,所涉及的刑事问题就给社会造成了深远的影响。当前,利用私募基金非法集资的现象时有发生,涉案人数、涉案金额超乎想象的惊人,这正是由于私募基金发展的不足之处给犯罪分子以可乘之机。本文采取了文献综述分析法、规范分析法、案例分析法三种方法,一方面整理了相关有用的参考文献,梳理、归纳学者提出的值得研究的观点。另一方面归纳近几年来利用私募基金非法集资案件的特点,分析了此类案件频发的原因。第三方面,基于刑法学的理论基础,着重分析刑法对非法集资行为的法律规制问题,并结合利用私募基金非法集资案件的特点,试图分析罪与非罪的界限。针对私募基金领域的乱象——非法集资类犯罪案发频繁,结合此类案件的特点、刑法学理论以及现有法律对于私募基金领域的规制,提出了刑法介入私募基金领域的必要性和必要限度。
[Abstract]:With the implementation of the new "Securities Investment Fund Law", the private equity fund has got rid of the embarrassing situation which has been in the gray area all the time, and its legal subject status has been confirmed, which is the end of the "warring States period". Ushered in the "spring blooming". Although the private equity fund ushered in the best opportunity for development, but the hidden crisis behind it can not be underestimated, on the current development of private equity funds in the process. The criminal issues involved have a profound impact on the society. At present, the phenomenon of using private equity funds to raise funds illegally has occurred from time to time, involving the number of people involved, the amount of money involved is beyond imagination amazing. This is precisely because of the shortcomings of private equity funds to give criminals a chance to take advantage of. This paper adopts the literature review analysis method, normative analysis method, case analysis method three methods. On the one hand, the relevant useful references, combing, summing up the scholars put forward the point of view worthy of study. On the other hand, summed up the use of private equity funds in recent years, the characteristics of illegal fund-raising cases. This paper analyzes the reasons for the frequent occurrence of such cases. Third, based on the theoretical basis of criminal law, it focuses on the legal regulation of illegal fund-raising in criminal law, and combines the characteristics of illegal fund-raising cases using private equity funds. Try to analyze the boundary between crime and non-crime. In view of the chaos in the field of private equity funds-illegal fund-raising crimes occur frequently, combined with the characteristics of such cases, criminal law theory and the existing laws for the field of private equity funds regulation. This paper puts forward the necessity and necessary limits of criminal law intervention in the field of private equity fund.
【学位授予单位】：天津财经大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：D924.3

【相似文献】