期货市场中“抢先交易”行为的刑法规制

发布时间：2018-03-24 08:32

本文选题：期货　切入点：抢先交易　出处：《政治与法律》2017年09期

【摘要】：证券市场"抢先交易"被视为操纵证券市场行为且被纳入刑事司法规制,期货交易行为虽然在微观上与证券交易行为存在差异,但两者在金融市场属性、违法性要素等方面存在同质性。通过参考证券市场"抢先交易"的理论之争,并考察域外期货操纵犯罪中"抢先交易"的相关规定,期货市场"抢先交易"应当予以刑法规制具有实质合理性。在纳入刑法规制时,该行为的实施主体、主观意图、客观行为要素应当作充分的论证。
[Abstract]:The "preemptive trading" in the securities market is regarded as manipulation of the securities market and brought into the criminal judicial regulation. Although there are differences between the futures trading behavior and the securities trading behavior at the micro level, the two behaviors have the attributes in the financial market. By referring to the theory of "preemptive trading" in the securities market, and examining the relevant provisions of "preemptive trading" in overseas futures manipulation crimes, The "preemptive transaction" in futures market should be regulated by criminal law with substantial reasonableness. When it is included in the criminal law regulation, the implementing subject, subjective intention and objective behavior elements of this act should be fully demonstrated.
【作者单位】：华东政法大学;
【分类号】：D924.1

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