我国知识产权证券化信托模式实践的法律问题研究

发布时间：2018-02-03 09:43

  本文关键词： 知识产权 证券化 信托 投资者　出处：《中国计量学院》2014年硕士论文　论文类型：学位论文

【摘要】：知识产权证券化是20世纪90年代起源于欧美的一种知识产权新型融资方式。由于证券化的特殊结构设计，它可以有效解决中小企业融资需求，推进科技成果产业化。2005年以来，伴随着国内资产证券化的发展，我国的知识产权证券化也日益受到了各方的关注。但受制于国内的法律和政策环境，传统的知识产权证券化在我国难以得到有效开展，而以信托公司为特殊目的载体的实践模式却能规避现有法律障碍，实现基础资产的真实销售和风险隔离，因而具备了理论和实践上的可行性。本文在研究知识产权证券化信托模式的相关实践时，首先将其纳入到资产证券化的体系中进行阐述，以明确我国知识产权证券化的整体发展脉络和方向。同时通过观察我国现阶段知识产权证券化信托的相关产品，区分其不同的运行基理；阐述最新出台的《证券公司资产证券化业务管理规定》对于我国知识产权证券化的实践利好，分析刚性兑付对知识产权证券化的影响和出路，并就特殊目的信托的设立、真实销售标准的界定、将来债权的转让、知识产权证券化的风险和防范等展开论述，指出我国应该建立完整的知识产权证券化政策体系，制定统一，，明确的资产证券化法律，严格规定知识产权证券化的特殊法律问题，以促进我国知识产权证券化的发展。
[Abstract]:Intellectual property securitization is a new financing method of intellectual property originated in Europe and America in 1990s. Because of the special structure design of securitization, it can effectively solve the financing needs of small and medium-sized enterprises. Since 2005, with the development of domestic asset securitization, intellectual property securitization in our country has been paid more and more attention. However, it is subject to the domestic legal and policy environment. Traditional intellectual property securitization is difficult to carry out effectively in our country, but the practice mode of using trust company as special purpose carrier can avoid the existing legal obstacles and realize the real sale and risk isolation of basic assets. Therefore, it has the feasibility in theory and practice. When studying the relevant practice of the trust mode of intellectual property securitization, this paper first introduces it into the system of asset securitization. In order to clarify the overall development context and direction of intellectual property securitization in China, at the same time, by observing the relevant products of intellectual property securitization trust at present in our country, the author distinguishes its different operating principles. This paper expounds that the newly issued regulations on the Business Management of Asset Securitization of Securities companies are beneficial to the practice of intellectual property securitization in China, and analyzes the influence and outlet of rigid payment on the securitization of intellectual property. It also discusses the establishment of special purpose trust, the definition of real sale standard, the transfer of creditor's rights in the future, the risk and prevention of intellectual property securitization. It is pointed out that China should establish a complete policy system of intellectual property securitization, formulate unified and clear asset securitization laws, and strictly regulate the special legal problems of intellectual property securitization. In order to promote the development of intellectual property securitization in China.
【学位授予单位】：中国计量学院
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：D923.4;D922.282;D922.287


本文编号：1487052