E-M产学合作创新的知识产权权益分配机制研究

发布时间：2018-02-24 12:31

本文关键词： 产学合作创新知识产权权利归属利益分配机制设计　出处：《电子科技大学》2014年硕士论文　论文类型：学位论文

【摘要】：随着社会经济的发展,持续的技术创新已经成为企业寻找和维持其竞争优势的重要来源。通过技术创新,企业可以实现产品和服务的差异化,降低生产成本并生产出不同的产品来满足不同消费者的需求。而技术创新也有由原来的应用研究向应用基础研究和基础研究延伸的趋势,其难度越来越大。大学是知识的发源地,具有知识发现的优势。企业和大学合作进行应用研究和应用基础研究,可以有效弥补企业缺乏技术研发能力的不足,在企业的技术创新中起到了重要作用,已经成为大学服务于社会的重要方式,成为国家创新体系的重要组成部分。产学合作创新的顺利开展依赖于产学合作创新成果的合理分配,需要良好的分配机制规范、激励双方的合作。在我国的产学合作创新中,大约有50%的合作由于利益分配不合理而失败了。研究产学合作创新的技术成果的权益分配机制,对于促进产学合作创新的顺利开展有着积极的理论和现实意义。本文应用了博弈论的理论分析和案例分析的方法,对产学合作创新进行研究。具体而言,论文的主要工作如下:(1)归纳了产学合作创新、知识产权权益分配的研究现状,分析了产学合作创新的阶段划分,即研究开发阶段、商业化阶段;(2)结合博弈论、委托代理理论等理论基础,根据产学合作创新的过程和阶段划分,分析了产学合作创新中的动态博弈行为,也就是大学和企业在产学合作过程中其地位、作用在发生变化,在合作的不同阶段扮演不同的角色;(3)利用委托代理理论和博弈论,构建了产学合作创新的知识产权权益分配的博弈模型,分析和求解了研究开发、商业化2个阶段的均衡解和最优解,得出了研究开发、商业化阶段的知识产权权利归属及应用科技成果的收益分配的理论解;(4)对E大学和M集团的产学合作进行分析,发现理论求解的研究结论比较符合实际情况,验证了理论研究结论,同时企业的实践也丰富、扩展了理论研究。本文利用博弈论、委托代理理论,对产学合作创新的知识产权权利归属和利益分配进行了模型构建、理论求解、案例分析,希望能为产学合作创新的利益分配提供有益的借鉴。
[Abstract]:With the development of social economy, continuous technological innovation has become an important source for enterprises to find and maintain their competitive advantage. Through technological innovation, enterprises can realize the differentiation of products and services. Reducing production costs and producing different products to meet the needs of different consumers, and technological innovation also has a trend from the original applied research to applied basic research and basic research. Universities are the birthplace of knowledge and have the advantages of knowledge discovery. Cooperation between enterprises and universities in applied research and applied basic research can effectively make up for the lack of technological R & D capability of enterprises. It has played an important role in the technological innovation of enterprises and has become an important way for universities to serve society. As an important part of the national innovation system, the smooth development of the cooperation innovation depends on the rational distribution of the achievements of the industry-learning cooperation innovation, which requires a good distribution mechanism to encourage the cooperation between the two sides. About 50% of the cooperation has failed because of the unreasonable distribution of benefits. It has positive theoretical and practical significance for promoting the smooth development of industry-learning cooperative innovation. This paper applies the theoretical analysis of game theory and the method of case analysis to study the innovation of industry-learning cooperation. The main work of this paper is as follows: (1) the paper summarizes the current situation of the research on the innovation of industry-learning cooperation and the distribution of intellectual property rights and interests, and analyzes the division of the stages of the industry-learning cooperative innovation, that is, the stage of research and development, the stage of commercialization, and the game theory. Based on the principal-agent theory, this paper analyzes the dynamic game behavior in the innovation of industry-learning cooperation based on the division of the process and stages, that is, the role of universities and enterprises in the process of industry-learning cooperation is changing. Based on the principal-agent theory and game theory, this paper constructs a game model of intellectual property rights and interests distribution of industry-learning cooperation and innovation, and analyzes and solves the research and development. The equilibrium solution and optimal solution of the two stages of commercialization, and the theoretical analysis of the ownership of intellectual property rights in R & D, and the distribution of income from the application of scientific and technological achievements in the commercial stage. (4) the analysis of the industrial and academic cooperation between E University and M Group. It is found that the conclusion of theoretical solution is more in line with the actual situation, which verifies the conclusion of theoretical research, and at the same time, the practice of enterprises is also rich, expanding the theoretical research. This paper uses game theory, principal-agent theory, This paper sets up a model, theoretical solution and case analysis of intellectual property right ownership and benefit distribution of industrial and academic cooperation innovation, hoping to provide a useful reference for the benefit distribution of industrial and academic cooperation innovation.
【学位授予单位】：电子科技大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：F204

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