我国电子信息产业专利联盟对自主创新的影响研究

发布时间：2018-02-25 07:12

本文关键词： 专利联盟自主创新电子信息产业创新机制　出处：《南京工业大学》2014年硕士论文　论文类型：学位论文

【摘要】：在经济飞跃发展，技术竞争越发激烈的时代背景下，专利资源已成为战略性的资源。为提高自身的国际竞争力，我国多个产业积极构建专利联盟。但是专利联盟的成立对联盟企业的自主创新究竟是促进的作用还是抑制的作用，学者存在较大分歧。持积极观点的学者认为企业进行专利联盟的预期对企业的创新、研发有激励作用，能帮助解决反公共品悲剧，可以降低交易成本、诉讼费用等等。持消极观点的学者则认为专利联盟会导致重复研发、产生搭便车行为和知识产权滥用等一系列行为，也可能带来垄断的威胁。专利联盟的构建对联盟企业自主创新究竟产生怎样的影响，本文试以我国专利联盟较为发达的电子信息产业为例探索结果。首先，文章以资源基础理论和核心竞争力为理论基础的，企业结合了前人所做研究，选取较为获取的数据作为评价企业自主创新能力的指标，其中包括联盟企业专利申请数量、RD投入，企业销售收入。把专利申请数量按照联盟成立的时间分为前后两组进行两配对样本的非参数检验中的Wilcoxon符号秩检验，看联盟前后的创新趋势是否发生改变，然后对RD和销售收入进行相关数据分析，分析联盟成立前后差异。其次，本文主要以国内AVS专利联盟及其成员企业华为技术有限公司和中兴通讯为例，结果显示专利联盟的成立并没有改变企业的创新行为，企业仍保持较高的积极性，也就是说联盟促进了企业自主创新。之后，笔者回顾了美国历史上第一个专利联盟和国外电子信息产业中的DVD3C专利联盟，结果显示专利联盟成立后企业的自主创新能力下降，联盟成立抑制了创新。因此，电子信息产业专利联盟的成立对企业自主创新的影响结果在国内外是不一样的，本文主要从国内入手，分析这种差异性的原因并提出了相关政策建议，为我国专利联盟企业建立创新机制，进一步促进企业创新和发展提供借鉴。
[Abstract]:Under the background of rapid economic development and increasingly fierce technological competition, patent resources have become strategic resources. Many industries in China actively build patent alliances. However, the establishment of patent alliances is a role of promoting or restraining the independent innovation of alliance enterprises. Scholars hold a positive view that the expectation of a patent alliance is an incentive for innovation and R & D, can help solve the tragedy of public goods, and can reduce transaction costs. Litigation costs and so on. Scholars with negative views believe that patent alliances can lead to repeated R & D, free-rider behavior and abuse of intellectual property rights. How does the construction of patent alliance affect the independent innovation of alliance enterprises? this paper tries to explore the results of this paper taking the electronic information industry which is more developed in patent alliance in our country as an example. Firstly, based on the resource-based theory and the core competence, the enterprise combines the previous research, and selects the obtained data as the index to evaluate the independent innovation ability of the enterprise. Including the number of patent applications of alliance enterprises, R D input, sales income of enterprises. According to the time of formation of the alliance, the number of patent applications was divided into two groups to carry out the Wilcoxon sign rank test in the non-parametric test of two matched samples. See if the innovation trend before and after the alliance changes, then analyze the R D and sales income data, analyze the differences before and after the establishment of the alliance. Secondly, This paper mainly takes the domestic AVS patent alliance and its member companies Huawei Technology Co., Ltd. and ZTE as examples. The results show that the establishment of patent alliance has not changed the innovation behavior of enterprises, and the enterprises still maintain a high level of enthusiasm. After that, the author reviews the first patent alliance in the history of the United States and the DVD3C patent alliance in the electronic information industry abroad. The results show that the independent innovation capability of the enterprise has declined after the establishment of the patent alliance. The formation of the alliance inhibited innovation. Therefore, the impact of the establishment of patent alliance in electronic information industry on the independent innovation of enterprises is different at home and abroad. It provides reference for the establishment of innovation mechanism and the further promotion of innovation and development of patent alliance enterprises in China.
【学位授予单位】：南京工业大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：D923.42

【相似文献】