论我国知识产权质押登记制度

发布时间：2018-03-22 06:27

本文选题：知识产权　切入点：权利质押　出处：《华侨大学》2013年硕士论文　论文类型：学位论文

【摘要】：在我国，中小企业融资难一直困扰着经济的发展，而知识产权占中小企业全部财产的比例却随着经济的发展而逐步的提高，运用知识产权进行质押融资便成为我国中小企业缓解资金难问题的突破口。早在1995年10月1日施行的《中华人民共和国担保法》就以法律的形式规定了知识产权可作为质押标的进行质押，此后的《中华人民共和国物权法》进一步确立了知识产权质押担保的地位，为了使知识产权质押顺利运行，质押登记制度成为维护质押交易安全的重要公示方式，国家相关部门相继颁布了《专利权质押登记办法》、《注册商标专用权质权登记程序规定》和《著作权质权登记办法》等部门规定，分别针对不同的知识产权规定了不同的质押登记程序，在不同的质押登记机关设置登记簿，以供相关当事人查询，不仅规范了质押登记制度，也有效的保护了交易安全。从比较法角度来看，各国知识产权质押公示方式大多采用登记的模式，我国顺应了国际发展的趋势，采用登记作为质押公示的方式，登记的效力在于将知识产权上已设定的权利对外予以公示，进而产生质押担保的效力，维护交易的安全。我国知识产权质押登记制度还处于初级发展的阶段，登记制度表现出质押登记程序设置有不合理之处、质押登记制度存在一定风险及登记公示形式发展较为落后等缺陷，需要不断的予以完善。本文除引言和结语外，，分为四章。第一章：知识产权质押登记制度基本理论。从知识产权质押登记的概念和特征入手，分析登记制度的价值功能。研究知识产权质押登记的效力内容和范围，对该登记制度形成基础性认识。第二章：我国知识产权质押登记制度的现状和问题。分析我国知识产权质押登记的现行立法规定和登记公示系统的运行状况，从而进一步发现其中可能存在的问题。第三章：域外知识产权质押公示制度的比较法考察。大陆法系和英美法系的知识产权质押公示制度理论各有特色，通过详细比较，对我国的知识产权质押登记制度产生借鉴作用。第四章：完善我国知识产权质押登记制度的对策。从健全立法、降低登记制度风险这二个角度提出改进措施。
[Abstract]:In our country, the financing difficulty of small and medium-sized enterprises has been perplexing the development of economy, but the proportion of intellectual property to the total property of small and medium-sized enterprises is gradually increasing with the development of economy. The use of intellectual property rights to pledge financing has become a breakthrough for SMEs to ease the problem of capital difficulties. As early as October 1, 1995, the guarantee Law of the people's Republic of China stipulated intellectual property rights in the form of laws. May be pledged as the subject of the pledge, Since then, the property Law of the people's Republic of China has further established the status of the pledge of intellectual property rights. In order to make the pledge of intellectual property rights run smoothly, the pledge registration system has become an important way of publicizing the security of the pledge transaction. The relevant departments of the State have successively promulgated the measures for the Registration of Patent Pledge, the provisions on the Registration procedure for the Pledge of the exclusive Rights of registered trademarks, and the measures for the Registration of copyright Pledge, etc. According to different intellectual property rights, different pledge registration procedures are stipulated, and registration books are set up in different pledge registration authorities, which not only standardize the pledge registration system, but also effectively protect the transaction security. From the point of view of comparative law, most countries adopt the mode of registration for the publicity of pledge of intellectual property rights. China conforms to the trend of international development and adopts registration as the way of public announcement of pledge. The effectiveness of registration lies in publicizing the rights already established in intellectual property rights, thus producing the effectiveness of pledge guarantee and maintaining the security of transactions. The registration system of intellectual property pledge in China is still in the primary stage of development. The registration system shows the unreasonable setting of the pledge registration procedure. The pledge registration system has some defects such as certain risks and the backward development of the registration public form, which needs to be constantly improved. In addition to the introduction and conclusion, this article is divided into four chapters. The first chapter: the basic theory of intellectual property pledge registration system. Starting with the concept and characteristics of intellectual property pledge registration, this paper analyzes the value function of the registration system, and studies the content and scope of intellectual property pledge registration. The registration system to form a basic understanding. Chapter two: the present situation and problems of the registration system of intellectual property pledge in China. It analyzes the current legislative provisions of the pledge registration of intellectual property rights and the operation of the public registration system of intellectual property rights, and further finds out the problems that may exist in the system. Chapter three: a comparative study of the system of public pledge of intellectual property rights abroad. The theories of the public system of pledge of intellectual property in the civil law system and the common law system have their own characteristics, and are compared in detail. It can be used for reference to the registration system of intellectual property pledge in our country. Chapter four: the countermeasures to perfect the registration system of intellectual property pledge in our country. From the two angles of perfecting the legislation and reducing the risk of the registration system, the author puts forward the improvement measures.
【学位授予单位】：华侨大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：D923.2;D923.3

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