中小企业常见法律风险管理

发布时间：2018-03-30 11:14

本文选题：企业法律风险管理　切入点：中小企业　出处：《复旦大学》2014年硕士论文

【摘要】：2012年《企业法律风险管理指南》(下简称“指南”)的正式实施,对企业法律风险管理的定义、管理原则给出了较为正式的官方解释,并对企业进行法律风险管理的过程和实施提供了指引性大纲,此举也意味着企业法律风险管理正逐步在国内推广。然而,该《指南》所列标准主要针对国内大型企业,对于中小企业,《指南》并未有相应的指引；同时,笔者2013年4月在广州SL律师事务所实习接触到企业法律风险管理业务时,发现广州大部分中小企业对该业务仅略有耳闻,在实际操作过程中缺乏理论支撑,不知该如何识别企业法律风险并进行防范；另一方面,笔者通过对相关文献的搜索,从其中的数据分析中得知从2007年至今我国中小企业的风险管理状况仍然令人堪忧,不少中小企业内部并未设有法律顾问,在企业内部进行法律风险管理时缺乏相应专业人员,在法律方面投入费用比例较低。因此,针对中小企业在法律风险管理上所面临的困境,结合目前我国的法律风险管理环境,本文对中小企业常见的法律风险——合同管理、知识产权、人力资源三方面进行分析,指出其中的常见风险点,并对如何防范进行介绍。笔者希望通过本文能够为中小企业进行法律风险管理提供帮助,同时也希望为企业法律风险管理的研究贡献一份力量。
[Abstract]:The formal implementation of the "Enterprise legal risk Management Guide" (hereinafter referred to as "the Guide") in 2012 provides a more formal official interpretation of the definition and management principles of enterprise legal risk management. It also provides a guiding outline for the process and implementation of legal risk management in enterprises, which also means that the legal risk management of enterprises is gradually being promoted in China. However, the standards listed in the guidelines are mainly aimed at large domestic enterprises. For small and medium-sized enterprises, the Guide has no corresponding guidance. At the same time, when I interned in Guangzhou SL Law firm in April 2013, I found that most of the small and medium-sized enterprises in Guangzhou have only heard about this business. Lack of theoretical support in the actual operation process, I do not know how to identify corporate legal risks and guard against; on the other hand, the author through the search for relevant literature, From the analysis of the data, we know that the risk management situation of SMEs in China is still worrisome from 2007 to now. Many SMEs do not have legal consultants, and they lack the corresponding professional personnel when carrying out legal risk management in enterprises. Therefore, in view of the difficulties faced by small and medium-sized enterprises in legal risk management, combined with the current legal risk management environment of our country, this paper deals with the common legal risk of small and medium-sized enterprises-contract management. Three aspects of intellectual property rights and human resources are analyzed, the common risk points are pointed out, and how to prevent them is introduced. The author hopes to provide help for the legal risk management of small and medium-sized enterprises through this article. At the same time, I also hope to contribute to the research of enterprise legal risk management.
【学位授予单位】：复旦大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：D923.6

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