软件用户界面著作权与专利权保护的交错与变革研究

发布时间：2018-03-31 07:24

本文选题：软件用户界面　切入点：著作权　出处：《兰州大学》2014年硕士论文

【摘要】：软件用户界面是实现人机交互的一种平台,也是计算机软件的一个重要的组成部分。在软件用户界面的发展中,软件用户界面从早期的简单文字、表格形式发展到了现在的图形化用户界面,其间不仅有软件技术的提升,更为重要的是软件用户界面经历了从技术到设计的重要转变。在软件用户界面发展到当前这个阶段,软件用户界面已经不再是简单的为实现软件功能的一种简单途径,而是软件研发者获得市场认可的一种重要产品。当今世界的软件竞争已经不再停留在软件的功能性、技术性竞争,而是以用户体验为核心的软件产品竞争。从当前苹果、谷歌、三星等软件企业的研发投入来看,软件用户界面的研发成为了这种竞争的一种重要手段。而与此同时,现代软件用户界面的研发活动中充满了创造性劳动,软件用户界面日趋复杂,其不仅饱含设计者对于软件功能的理解,更实现了将心理学、设计学等学科的研究成果应用其中,成为了一种创造性产品。在商业利益的推动中,人们对于软件用户界面的认识不断加深,软件用户界面的保护问题也由此展开。从早期的反不正当竞争法和商标法的保护,到后来的著作权法的保护,再到当前专利权扩张背景下的专利权保护,软件用户界面几乎尝试了知识产权的所有制度。尤其是在对软件用户界面本质属性的反复探讨中,软件用户界面的著作权保护与专利权保护问题成为了研究的重点。从世界范围内看,当前软件用户界面的保护主要集中在著作权与专利权的保护之中,且两种保护制度在此问题上互有交错。制度的交错已经成为现状,这种现状也对软件用户界面的发展和知识产权制度的稳定性产生了一定的负面影响,但是在软件用户界面不断发展的背景下,软件用户界面的产业界和司法实务界都在不断寻求制度的变革。反观我国,我国受制于对软件用户界面的理解不够等问题,长期来并未对软件用户界面给予应有的保护。在近年以手机为代表的移动终端的软件用户界面发展中,苹果、谷歌、三星等软件企业间软件用户界面的竞争和诉讼才开始有更多的学者和专家关注这一问题。本文试图从软件用户界面的本质特征出发,通过对软件用户界面的著作权保护与专利权保护历程进行回顾,结合软件用户界面知识产权保护中的核心问题进行探讨,对当前相互交错的软件用户界面保护制度进行一定的梳理,从制度设计的背景、制度设计的比较、国外制度的运行状况等方面就未来软件用户界面知识产权保护上的变革进行一定的研究,以期对我国软件用户界面的著作权与专利权保护的进路选择有一定的作用。本文主体上分为五个部分,即为五章：第一章,首先厘清了软件用户界面的基本内涵和外延,并对软件用户界面的一些特征进行了归纳和总结。在此基础上,通过对于软件用户界面本质的探讨,结合当前的世界经济发展现状和趋势,从理论上和实践上对于软件用户界面知识产权保护的正当性问题进行了论证。最后,本章还通过对软件用户界面保护知识产权保护的历程进行梳理,一方面从实证方面对国外软件用户界面保护的正当性进行肯定,另一方面也为后续章节的研究奠定基础。第二章,通过对软件用户界面著作权保护历程的研究,明确软件用户界面著作权保护中的核心问题。同时,对软件用户界面著作权保护中的这些核心问题进行逐一分析,尤其是对于“作品”、“思想——表达”二分法以及“功能性作品”等问题的反思,进一步研究软件用户界面著作权保护的基础性问题。第三章,软件用户界面的专利权保护时间尚短,在绝大多数国家仍然停留在其本身是否具备“可专利性”问题的阶段,因此对于软件用户界面的专利权保护就着重从可专利性问题角度进行研究。在论证了软件用户界面的可专利性问题后针对外观设计专利和发明专利两种具有差异的专利制度分别进行了探讨,并从标准化问题的角度进行了一定的基础性研究。第四章,软件用户界面著作权与专利权保护的交错是当前的制度现实,因此本章着重对于这种现实进行了归纳和讨论,并结合前文中对于大量基础性问题的讨论结果进行分析,初步理清了软件用户界面保护中著作权与专利权的关系,进而拓展到对两种制度在这一问题上的应然状态的探讨。第五章,软件用户界面保护中著作权与专利权的交错是一种现实状态,但是这种状态必然会进行一定的变革。通过对两种制度在软件用户界面这一客体上的经济分析,进一步论证了两种制度在这一客体保护上的优缺点。以此为基础,结合社会现实和知识产权的基本理论,对于制度变革的趋势进行一定的研究。最终综合全文的研究结论,从软件用户界面保护中著作权与专利权的体系构建出发,对于制度变革进行更为深入的现实研究,并对我国在这一问题上的制度设计思路进行一定的尝试。
[Abstract]:Software user interface is a platform for human-computer interaction, is an important part of computer software. In the development of software user interface, software user interface from simple text early form, to the development of the graphical user interface now, which not only software technology promotion, more important is the software user interface has experienced from technology to change. In the design of software user interface development to the current stage, software is no longer a simple user interface for a simple way to realize the function of the software, which is one of the most important products of software developers to gain market recognition.
In today's world of software competition no longer stay in the functionality of software and technology competition, but to the user experience as the core software products from the current competition. Google, apple, Samsung and other software enterprises R & D investment, research and development of software user interface has become an important means of this kind of competition. At the same time, modern software the user interface of the R & D activities is full of creative work, the software user interface has become more and more complicated, which not only contains the designer understand the software functions, more the design disciplines such as psychology, the research results of the application, has become a kind of creative products.
In the promotion of commercial interests, people continue to deepen the understanding of software user interface, protection of the software user interface and so on. From the early days of the anti unfair competition law and trademark law protection, protection to the copyright law, the patent protection of patent rights under the background of the current expansion of the software. The user interface is almost tried all the intellectual property system. Especially in the study of software user interface attributes repeatedly, the problem of software user interface for the protection of copyright and patent protection has become the focus of the study.
See from the world, the protection of the current software user interface is mainly focused on the protection of copyright and patent right, and two kinds of protection systems on this issue are staggered. The system has become a staggered situation, have a negative impact on the stability of the status quo of software user interface and the development of intellectual property right system however, in the continuous development of software user interfaces in the context of the user interface of software industry and the judicial practice are constantly seeking system change. In our country, the problem of China depends on the software user interface is not enough to understand, for a long time has not given due protection of software user interface in the software. The user interface development of mobile terminal represented by mobile phone in recent years, apple, Google, competition and procedure of software user interface Samsung among software companies began to have more scholars and experts Pay attention to this problem. This paper attempts to start from the essential characteristics of software user interface, through the review of the history of the protection of user interface of software copyright protection and patent right, combined with the core problem of software user interface in the protection of intellectual property are discussed, some sort of software user interface protection system at present are staggered, from the system design background, compare the design of the system, the foreign system of the operating conditions on the future of software user interface on the protection of intellectual property rights reform must study, with a view to our user interface of software copyright and patent protection approach has certain effect.
This article is divided into five parts, that is, the five chapter.
The first chapter clarifies the basic connotation and extension of software user interface, and some features of software user interface are summarized. On this basis, through the discussion on the nature of the software user interface, combined with the current situation and developing trend of the world economy, from the theory and Practice for the legitimacy of software users the interface of intellectual property protection are discussed. Finally, this chapter also by analyzing the user interface of software protection of intellectual property rights protection, on the one hand from the empirical justification for the protection of foreign software user interface, on the other hand also lay the foundation for further research.
The second chapter, through the research on the user interface of a software copyright protection process, clear user interface of software copyright protection in the core of the problem. At the same time, the analysis of the core issues in copyright protection of software user interface, especially for the "work", "thought - expression" and "dichotomy of functional works" the basic problem, the further research of user interface of software copyright protection.
The third chapter, the patent protection of software user interface in a short time, most countries still remain in whether to have its own "patent" stage, so the patent protection software user interface is mainly from the angle of patent issues. In the patentability of software user interface after the design patent and patent two with different patent system were discussed, and from the perspective of the standardization of some basic research.
The fourth chapter, the software user interface works staggered right and patent protection system is the reality, so this chapter focuses on the reality are summarized and discussed, and combined to discuss a number of fundamental problems by analyzing the results of the preliminary clarify the relationship between the user interface in the protection of copyright and patent right by software and then proceed to the discussion of the state should be on the issue of the two systems.
The fifth chapter, cross protection software user interface of copyright and patent rights is a state of reality, but this will be change. Through the analysis of the two systems in the software user interface of this object on the economy, and further demonstrates the advantages and disadvantages of the two systems in the object of protection. On this basis, combined with the basic theory of the social reality and the intellectual property rights, must study for institutional change trend. Finally synthesizes the research conclusion, from the software user interface in the protection of copyright and patent right system construction, system reform for more realistic study, and must try in our system design ideas on this issue.

【学位授予单位】：兰州大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：D923.4

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