企业技术创新影响因素系统分析

发布时间：2018-04-10 21:04

本文选题：企业技术创新 + 影响因素　；参考：《浙江工商大学》2013年硕士论文

【摘要】：随着知识经济时代的到来,“创新”一词成为日渐活跃的一个词汇。越来越多的国家意识到,创新已经成为知识经济时代的标志和社会发展的根基,这不仅是全球企业界和学术界的共识,也是我国经济发展的关键。改革开放以来,中国经济经历了近30年的高速增长,尤其是第三产业的迅猛发展使中国跻身世界工业大国和贸易大国的行列,成为推动世界经济的重要力量。然而,中国作为制造业大国却处在全球价值链分工体系的最底端,产业创新能力相当薄弱,在国际竞争中处于非常被动的地位。要改变这种局面就必须提高我国企业的技术创新能力。那么,研究影响技术创新的主要因素,进而探求提升产业创新绩效的有效措施,就具有重要的理论价值和现实意义。本文将基于系统性研究视角,从企业自身和外部环境两个方面来考察影响企业技术创新的主要因素,揭示不同企业技术创新行为的差异性,从而探索有效的提升技术创新能力的建议及措施。本文首先结合前人的研究成果将影响我国企业技术创新的因素划分为企业内部因素和外部环境因素,并就两类因素对企业技术创新的影响机制进行了定性分析。然后,根据哲学辩证唯物主义思想,内因是引起事物发展变化的根本原因,所以本文首先利用2007-2011年我国工业行业的中观数据,采用面板数据模型研究了影响企业技术创新的主要内部因素,并借鉴《知识产权和美国经济》报告中专利密集度的定义将工业行业划分成高、中、低密集型三组进行了分组研究。这里的“企业”并不是具体到某个企业,而是一大类企业的代表。最后,为了更加全面、深入地研究影响企业技术创新的主要因素,本文在内部影响因素分析的基础上又引入外部环境因素,并利用2011年我国工业39个大类行业及下辖的191个中类行业的层级数据,采用多层线性模型同时研究了影响企业技术创新的内部因素和外部因素,并对外部因素如何影响内部因素作了进一步的探索和分析。实证结果表明：企业内部因素是影响企业技术创新的主导因素,但外部环境因素的作用也是不容忽视的。具体地,企业内部因素中RD人员投入、RD资金投入、企业利润率、企业负债情况、企业规模、出口因素等和外部环境因素中政府资金支持、知识溢出、市场集中度、外商投资参与度等因素对企业技术创新有显著影响。进一步研究发现,知识溢出和市场竞争程度会弱化利润率与技术创新之间的正向关联,市场竞争还会弱化出口因素与技术创新之间的负向关联。
[Abstract]:With the arrival of the knowledge economy era, the word "innovation" has become an increasingly active word.More and more countries realize that innovation has become the symbol of the era of knowledge economy and the foundation of social development, which is not only the consensus of the global business and academic circles, but also the key to the economic development of our country.Since the reform and opening up, China's economy has experienced a rapid growth for nearly 30 years, especially the rapid development of the tertiary industry, which makes China one of the largest industrial and trading countries in the world, and has become an important force in promoting the world economy.However, as a large manufacturing country, China is at the bottom of the global value chain division system, and its industrial innovation ability is very weak, and it is in a very passive position in the international competition.To change this situation, we must improve the technological innovation ability of our enterprises.Therefore, it is of great theoretical value and practical significance to study the main factors affecting technological innovation and to explore the effective measures to improve the performance of industrial innovation.From the perspective of systematic research, this paper will examine the main factors that affect the technological innovation of enterprises from two aspects: the enterprises themselves and the external environment, and reveal the differences of technological innovation behaviors of different enterprises.In order to explore the effective improvement of technological innovation capacity of the recommendations and measures.In this paper, the factors that affect the technological innovation of Chinese enterprises are divided into internal factors and external environmental factors, and the influence mechanism of the two kinds of factors on the technological innovation of enterprises is analyzed qualitatively.Then, according to the philosophical dialectical materialism thought, the internal cause is the fundamental cause of the development and change of things, so this paper first uses the mesoscopic data of China's industrial industry from 2007 to 2011.Using panel data model, this paper studies the main internal factors that affect the technological innovation of enterprises, and uses the definition of patent intensity in intellectual property right and American economy report to divide the industrial industry into high and medium.Three groups of low-intensive groups were divided into groups.The "enterprise" here is not a specific enterprise, but a representative of a large category of enterprises.Finally, in order to study the main factors that affect the technological innovation of enterprises more comprehensively and deeply, this paper introduces the external environmental factors on the basis of the analysis of the internal influencing factors.Using the hierarchical data of 39 major industries and 191 middle industries in China in 2011, the internal and external factors that affect the technological innovation of enterprises are studied by using the multilayer linear model.And how external factors affect the internal factors for further exploration and analysis.The empirical results show that the internal factors are the dominant factors that influence the technological innovation of enterprises, but the external environmental factors can not be ignored.Specifically, among the internal factors of the enterprise, R D personnel input R D capital input, enterprise profit rate, enterprise debt situation, enterprise size, export factors and external environmental factors, such as government capital support, knowledge spillover, market concentration, etc.Foreign investment participation and other factors have a significant impact on enterprise technological innovation.Further research shows that knowledge spillover and market competition will weaken the positive correlation between profit margin and technological innovation, and market competition will weaken the negative correlation between export factors and technological innovation.
【学位授予单位】：浙江工商大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：F273.1

【参考文献】