正式制度与非正式制度对科技创新的影响研究——基于全球112个国家和地区的面板数据分析

发布时间：2018-04-16 06:34

本文选题：正式制度 + 非正式制度　；参考：《北京师范大学学报(社会科学版)》2017年05期

【摘要】：科技创新作为提高社会生产力和综合国力的战略支撑,是国家发展全局的核心所在。从国际视野来看,我国在科技创新方面的相对滞后,成为了制约国家竞争力提升的短板。那么,科技创新背后根本性的支撑因素有哪些?制度对科技创新是如何发挥作用的?迄今为止,学界对这一问题的系统性研究较为缺乏。在传统制度研究的基础上,新制度主义经济学将价值观、习俗、潜规则等非正式制度因素纳入制度的框架,大大丰富了制度的内涵。本文通过对全球竞争力指数2006至2015年的面板数据采用固定效应模型进行分析,找寻正式制度、非正式制度对科技创新的影响机制,并从中挖掘我国在科技创新上可以改进与完善的正式制度与非正式制度因素。研究结果表明,正式制度、非正式制度对科技创新有显著影响,同时对科技创新的各个具体指标影响各不相同。作为正式制度的知识产权保护力度、政府规制、企业法人治理结构完善性,以及作为非正式制度的企业道德,与一个国家的科技创新有着显著的正相关性。有鉴于此,我国应当不断增强知识产权保护力度、降低政府规制带来的企业负担,推进各类企业的法人治理结构完善,并采取积极措施有效提升企业的道德水平,以增强我国的科技创新实力。
[Abstract]:Scientific and technological innovation, as a strategic support for improving social productivity and comprehensive national strength, is the core of the overall situation of national development.From the international perspective, China's relative lag in science and technology innovation has become a short board to restrict the promotion of national competitiveness.So, what are the fundamental supporting factors behind scientific and technological innovation?How does the system play a role in scientific and technological innovation?So far, the systematic research on this issue has been lacking in academic circles.On the basis of the traditional institutional research, the new institutionalism economics brings the informal institutional factors, such as values, customs, hidden rules, into the institutional framework, which greatly enriches the connotation of the institution.This paper analyzes the panel data of Global Competitiveness Index (GCI) from 2006 to 2015 by using a fixed effect model to find out the influence mechanism of formal institution and informal institution on science and technology innovation.And excavate the formal and informal institutional factors which can be improved and perfected in science and technology innovation in our country.The results show that the formal and informal institutions have a significant impact on scientific and technological innovation, and at the same time, the impact on each specific index of scientific and technological innovation is different.As a formal system of intellectual property protection, government regulation, corporate governance structure perfection, as well as as an informal system of corporate ethics, and a country's scientific and technological innovation has a significant positive correlation.In view of this, our country should constantly strengthen the protection of intellectual property rights, reduce the burden of enterprises brought by government regulation, promote the perfection of corporate governance structure of all kinds of enterprises, and take active measures to effectively enhance the moral level of enterprises.In order to enhance our country's strength of scientific and technological innovation.
【作者单位】：清华大学公共管理学院;
【基金】：国家社会科学基金重大项目“中国各地HDI指数的编制和研究”(16ZDA009) 清华大学自主科研计划“基于中国国情的人类发展指数体系:模型与应用”(2016THZWYX03)
【分类号】：F113.2

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