知识流动视角下产业创新网络国际化对技术创新的影响研究

发布时间：2018-05-23 12:20

本文选题：产业创新网络 + 国际化　；参考：《湖南大学》2013年博士论文

【摘要】：当前，产业成本的国别差距逐渐缩小，技术创新步伐日益加快，全球产业技术创新博弈已经拉开序幕。与此同时，在技术创新全球化背景下各国（地区）技术创新活动的协调融合发展，以技术为基础的产业分工跨越国家边界拓展到了全球范围，为我国的产业创新网络的国际化提供了良好的契机。产业创新网络的国际化意味着国际化节点，国际化联结与国际化资源进入到东道国的的产业创新网络，必然会对东道国的网络结构，网络中的知识资源存量、知识资源质量，知识流动速度，知识流动方向产生影响，进而影响东道国的技术创新产出。目前关于产业创新网络国际化的系统研究还不多见，大多数研究针对产业集群，产业技术创新系统，某一具体产业，或者是某特定产业中的企业创新国际化发展进行分析和探讨。由于时间序列数据难以获得，从整体网络层面分析和刻画产业技术创新体系国际化演进过程；对产业创新网络国际化对技术创新产出的影响进行实证检验的相关研究更为缺乏。因此研究产业创新网络国际化的演进过程及对技术创新的影响这一问题具有重要的理论与实践意义。本文通过文献阅读与理论推演，阐明了产业创新网络国际化演进的特征，影响因素及演进过程；分析了产业创新网络国际化程度对技术创新产出的影响机理；运用专利计量法，社会网络分析方法，计量经济分析方法，问卷调查法，直观刻画产业创新网络的拓扑图，展示国际化演进过程；构建计量经济模型对产业创新网络国际化程度与技术创新的影响关系进行实证检验；通过问卷调查，，分析了产业创新网络国际化的背景下企业国际化活动的广度与深度对技术创新的影响机理以及企业内生的知识吸收能力对创新绩效的调节作用，并通过问卷调查采集数据，进行了实证检验；主要的内容包括：第一，分析了产业创新网络国际化演进的机理与过程以及国际化演进对技术创新的影响机理。技术创新全球化是产业创新网络国际化的主要背景；整合全球创新资源以及知识资源互补是主要动因。产业创新网络国际化具有互动性，渐进性等典型特征。创新基础，产业特征以及知识属性对产业创新网络国际化产生影响。在跨国公司研发国际化的推动以及本地企业技术学习的拉动双重机制的作用下，产业创新网络国际化的不同阶段出现的不同的网络特征。知识溢出与知识转移是产业创新网络中跨国知识流动的主要形式；产业创新网络具备知识耗散结构特征，从外界不断吸收新的知识是维系其有序发展的主要动力。表征产业技术创新国际化的四个变量为：国际化子网规模，国际化子网相对规模，国际化联结以及国际化子网密度，它们对突破式技术创新，以及渐进式技术创新的产生影响。第二，定量描述与直观刻画产业创新网络国际化的演进过程，对前面提出的相关假设进行实证检验。先以汽车产业为样本，采集合作专利数据，采用Ucinet软件构建产业创新网络，分析其国际化演进过程；接着，搜集汽车产业1991-2010年在中国知识产权局由境内申请人申请的所有专利总量，应用协整理论与方法对国际化子网规模，国际化子网联结，国际化子网密度与自主技术创新产出的关系进行实证检验，实证结果显示了国际化子网规模对我国自主技术创新的“挤出”效应；国际化联结，国际化子网密度对我国的自主创新有显著的积极作用。第三，分析了企业创新活动国际化程度对技术创新绩效的影响。基于知识流动的视角，分析国际化广度及国际化深度对技术创新的影响并发展出假设，进而推论出产业创新网络国际化背景下，知识吸收能力应该由知识识别能力，知识获取能力，知识转换能力以及知识运用能力构成。并对知识吸收能力对技术创新的调节作用进行分析并发展出相应的假设；最后构建了相关概念模型。第四，通过问卷调查法对企业技术创新国际化深度，广度及知识吸收能力的调节作用进行实证检验。首先发展出相应的测度指标体系，其次通过访谈与试调研对量表做出修订并发展出最终问卷；最后用多元回归积极分组回归的方式对国际化广度，深度的主效应，以及知识吸收能力的调节效应进行了实证检验，结果表明，企业创新国际化广度和深度对技术创新绩效有显著影响，知识吸收能力对广度与创新绩效之间关系的调节作用显著，知识吸收能力对深度与创新绩效之间的调节作用不显著。最后，在总结实证研究结论的基础上，结合全文的研究，从产业、企业两个层面提出了推动技术创新能力提升的政策建议与管理对策。本研究的主要创新点在于基于双维视角对产业创新网络国际化如何影响技术创新展开了深入探讨，从产业和企业两大层次，建构了一个包含产业创新网络国际化、跨国知识流动、技术创新产出三大范畴共19个变量的理论框架，系统地揭示了产业创新网络国际化以跨国知识流动为机制影响产业及企业技术创新绩效的过程。
[Abstract]:At the same time , in the background of technological innovation globalization , the coordination and integration of technological innovation activities of countries ( regions ) has developed rapidly . At the same time , in the context of the globalization of technological innovation , the coordination and integration of technological innovation activities in the host country has developed into the global scope .
Therefore , it is of great theoretical and practical significance to study the evolution process of the internationalization of industrial innovation network and its influence on technological innovation .

Based on the literature review and theoretical deduction , this paper expounds the characteristics , influencing factors and evolution process of the internationalization of industrial innovation network .
The influence mechanism of the internationalization degree of industrial innovation network on technological innovation output is analyzed .
By using patent measurement method , social network analysis method , measurement economic analysis method , questionnaire survey method and visual depiction industry innovation network topological graph , the internationalization evolution process is shown ;
To build a measurement economic model to empirically test the relationship between the internationalization degree of industrial innovation network and technological innovation ;
This paper analyzes the influence mechanism of enterprise internationalization and the adjustment of knowledge absorption ability on innovation performance under the background of internationalization of industry innovation network through questionnaire , and makes an empirical test through questionnaire data collection .
The main contents include :

First , it analyzes the mechanism and process of the internationalization of industrial innovation network and the influence mechanism of international evolution on technological innovation . The globalization of technological innovation is the main background of the internationalization of industry innovation network ;
The integration of global innovation resources and the complementation of knowledge resources is the main reason . The internationalization of industrial innovation network has the typical characteristics of interactivity and progressiveness . The innovation foundation , industry characteristic and knowledge attribute have an impact on the internationalization of industrial innovation network .
The network of industry innovation has the structure of knowledge dissipation , and it is the main power to keep the new knowledge from the outside world . The four variables that characterize the internationalization of technological innovation in industry are : internationalization sub - network scale , internationalization sub - network relative scale , international connection and internationalization sub - network density , their impact on breakthrough technology innovation and gradual technological innovation .

The second , quantitative description and the evolution process of the internationalization of the innovative network of the visual depiction industry , empirical test is carried out on the previous relevant assumptions . Firstly , the automobile industry is taken as the sample , the cooperation patent data is collected , and the industry innovation network is constructed by using the Ucinet software , and the internationalization evolution process is analyzed ;
Then , collecting the total amount of all patents filed by the auto industry from 1991 to 2010 in China ' s Intellectual Property Office by the applicant , applying the co - integration theory and method to empirically test the relationship between the internationalization sub - network scale , the internationalization sub - network connection , the internationalization sub - network density and the independent technological innovation output , the empirical results show that the scale of the internationalization is the " extrusion " effect of the independent technological innovation in China ;
Internationalization connection , internationalization sub - network density has a significant positive effect on our country ' s independent innovation .

Thirdly , the influence of internationalization degree of enterprise ' s innovation activities on technological innovation performance is analyzed . Based on the perspective of knowledge flow , the influence of internationalization breadth and internationalization depth on technological innovation is analyzed and the hypothesis is developed .
Finally , the related conceptual model is constructed .

Fourthly , through the questionnaire investigation , we empirically test the adjustment of the internationalization depth , the breadth and the knowledge absorptive capacity of the enterprise ' s technological innovation . First , the corresponding index system is developed . Secondly , the questionnaire is revised and developed through the interview and trial investigation .
The results show that the breadth and depth of enterprise ' s innovation internationalization has significant influence on the performance of technological innovation , and the ability of knowledge absorption plays a significant role in the relationship between breadth and innovation performance , and the ability of knowledge absorption has no significant effect on the adjustment between depth and innovation performance .

Finally , on the basis of summarizing the conclusion of the empirical research , the paper puts forward the policy suggestion and management countermeasure of promoting technological innovation innovation from the two aspects of industry and enterprise . The main innovation points of this research are to discuss how to influence the innovation of technological innovation in the internationalization of industrial innovation network based on the two - dimensional visual angle , and construct a theoretical framework of 19 variables including internationalization of industry innovation network , transnational knowledge flow and technological innovation output .
【学位授予单位】：湖南大学
【学位级别】：博士
【学位授予年份】：2013
【分类号】：F272;F273.1

【参考文献】