基于“337”调查的中美企业知识产权争端实证分析
发布时间：2018-12-18 12:48
【摘要】：由于中国制造业的发展和对美国贸易数量和品种的不断增长，知识产权保护在中美贸易中的地位日渐突出，中美企业知识产权争端愈演愈烈，并呈上升趋势。为了抑制中国不断增强的贸易竞争力和提高美国本土产业发展，美国国际贸易委员会（ITC）近年来频繁对中国企业发起“337”调查。“337”条款是美国政府提供给知识产权人的一种快速方式的法律程序和机制，依据“337”条款审判不但审理时间短、认定条件简单、应诉费用高昂而且措施严厉，杀伤力很大。“337”条款的法律程序和特点决定了其对中国出口企业有着重要影响。 从1986年到2012年，美国（ITC）对中国企业共发起了147起“337”调查。最近几年,“337”调查案件日趋增多。中国企业遭受“337”调查的主要类型有专利侵权、商标侵权和其它知识产权侵权，其中，专利侵权案占绝大多数。从地域分布来看，主要集中于沿海地带和产业发达的省市。当前，中国大陆企业已经成为“337”调查的最大受害者，取代台湾地区成为主要调查对象。这主要是由于美国自身政治原因、中美贸易之间的不平衡、美国为保持竞争优势和中国企业自身原因决定的。这项调查已经成为中国企业进入美国市场的重大非关税壁垒和决定产业国际竞争力的关键性要素。 中国企业应该积极应对美国（ITC）的“337”调查，不仅要增强自身的知识产权保护意识，而且面对“337”调查也应该积极应诉和抗辩，寻找对策来维护企业的正当权益。此外，中国企业也可以积极与美国企业进行协商解决，减少诉讼成本。与此同时，要加强研发自主知识产权技术，以提升知识产权管理能力，强化自主知识产权产品的国际竞争力，维护自主知识产权。最后，加强高校和企业的协同创新，培养一批知识产权专业化人才，也是十分必要的。只有不断地积累经验，发展真正属于我们的核心知识产权技术，并建立完善的企业知识产权战略，才能壮大我们的民族企业，，迎来崭新的春天。
[Abstract]:Due to the development of Chinese manufacturing industry and the increasing quantity and variety of trade with the United States, the status of intellectual property protection in Sino-US trade is becoming more and more prominent, and the intellectual property disputes between Chinese and American enterprises are becoming more and more serious and on the rise. In order to curb China's growing trade competitiveness and enhance the development of American local industries, The US International Trade Commission (ITC) has frequently initiated "337" investigations into Chinese enterprises in recent years. "Section 337" is a rapid legal procedure and mechanism provided by the United States Government to IPR holders. According to "337" clause, the trial not only has short trial time, but also has simple conditions, high cost of responding to suit, severe measures and great killing power. The legal procedure and characteristics of "337" clause determine that it has an important influence on Chinese export enterprises. From 1986 to 2012, US (ITC) launched 147 "337" investigations into Chinese enterprises. In recent years, 337 investigation cases are increasing. Patent infringement, trademark infringement and other intellectual property infringement are the main types of Chinese enterprises investigated by 337, of which patent infringement cases account for the majority. From the geographical distribution, mainly concentrated in coastal areas and industrial developed provinces and cities. At present, Chinese enterprises have become the biggest victims of 337 investigation, replacing Taiwan as the main object of investigation. This is mainly due to the political reasons of the United States itself, the imbalance between China and the United States trade, the United States to maintain its competitive advantage and the reasons of Chinese enterprises themselves. The survey has become a major non-tariff barrier for Chinese companies to enter the U.S. market and a key factor in determining the international competitiveness of industries. Chinese enterprises should actively respond to the "337" investigation of the United States (ITC), not only to enhance their own awareness of intellectual property protection, but also to actively respond to and defend the "337" investigation in order to find countermeasures to safeguard the legitimate rights and interests of the enterprises. In addition, Chinese enterprises can also actively negotiate with American enterprises to reduce litigation costs. At the same time, we should strengthen the research and development of independent intellectual property technology in order to enhance intellectual property management ability, strengthen the international competitiveness of independent intellectual property products, and safeguard independent intellectual property rights. Finally, it is necessary to strengthen the cooperative innovation between universities and enterprises and train a group of intellectual property professionals. Only by constantly accumulating experience, developing the core intellectual property technology that really belongs to us, and establishing a perfect enterprise intellectual property strategy, can we strengthen our national enterprises and usher in a new spring.
【学位授予单位】：湘潭大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：D923.4
本文编号：2385872
[Abstract]:Due to the development of Chinese manufacturing industry and the increasing quantity and variety of trade with the United States, the status of intellectual property protection in Sino-US trade is becoming more and more prominent, and the intellectual property disputes between Chinese and American enterprises are becoming more and more serious and on the rise. In order to curb China's growing trade competitiveness and enhance the development of American local industries, The US International Trade Commission (ITC) has frequently initiated "337" investigations into Chinese enterprises in recent years. "Section 337" is a rapid legal procedure and mechanism provided by the United States Government to IPR holders. According to "337" clause, the trial not only has short trial time, but also has simple conditions, high cost of responding to suit, severe measures and great killing power. The legal procedure and characteristics of "337" clause determine that it has an important influence on Chinese export enterprises. From 1986 to 2012, US (ITC) launched 147 "337" investigations into Chinese enterprises. In recent years, 337 investigation cases are increasing. Patent infringement, trademark infringement and other intellectual property infringement are the main types of Chinese enterprises investigated by 337, of which patent infringement cases account for the majority. From the geographical distribution, mainly concentrated in coastal areas and industrial developed provinces and cities. At present, Chinese enterprises have become the biggest victims of 337 investigation, replacing Taiwan as the main object of investigation. This is mainly due to the political reasons of the United States itself, the imbalance between China and the United States trade, the United States to maintain its competitive advantage and the reasons of Chinese enterprises themselves. The survey has become a major non-tariff barrier for Chinese companies to enter the U.S. market and a key factor in determining the international competitiveness of industries. Chinese enterprises should actively respond to the "337" investigation of the United States (ITC), not only to enhance their own awareness of intellectual property protection, but also to actively respond to and defend the "337" investigation in order to find countermeasures to safeguard the legitimate rights and interests of the enterprises. In addition, Chinese enterprises can also actively negotiate with American enterprises to reduce litigation costs. At the same time, we should strengthen the research and development of independent intellectual property technology in order to enhance intellectual property management ability, strengthen the international competitiveness of independent intellectual property products, and safeguard independent intellectual property rights. Finally, it is necessary to strengthen the cooperative innovation between universities and enterprises and train a group of intellectual property professionals. Only by constantly accumulating experience, developing the core intellectual property technology that really belongs to us, and establishing a perfect enterprise intellectual property strategy, can we strengthen our national enterprises and usher in a new spring.
【学位授予单位】：湘潭大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：D923.4
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