FDI与中国产业安全问题研究

发布时间：2018-04-20 17:27

本文选题：经济全球化 + 经济安全　；参考：《云南大学》2011年博士论文

【摘要】：在经济全球化日益发展的背景下,国际贸易和国际投资的规模不断扩大,范围不断拓展,形式不断翻新,给全球经济带来了双重效应：一是通过加强合作共同发展的机遇,二是竞争加剧带来的风险和挑战。特别是参与全球化的发展中国家,一方面参与全球化可以更好地发挥自己的后发优势,实现自身经济的快速发展；另一方面,也会增大其风险,产生经济发展过分对外依赖的问题,甚至引发经济安全问题。经济安全是指经济全球化时代一国保持其经济存在和发展所需资源有效供给、经济体系独立稳定运行、整体经济福利不受恶意侵害和非可抗力损害的状态和能力。经济安全问题历来是一个国家的核心战略问题,而产业安全则是经济安全的重要基础和前提。在开放经济条件下,因外部影响产生的产业安全大致包括国际贸易诱导型和国际投资诱导型两种类型。从发展中国家包括我国的实践看,国际投资诱导型产业安全问题更易出现,特征更加明显。因此本文着重从引进国际直接投资(FDI)的视角探讨国际投资诱导型产业安全问题。国际直接投资改变了传统的国际分工格局,使主权国家的内部分工模式、产业生态环境和结构发生了巨大的变化,导致欠发达国家丧失了对关乎国计民生的产业和技术的控制权,丧失了国家经济健康发展的基础与核心。实践表明,经济安全在很大程度上体现为产业安全,产业安全在很大程度上起因于国际直接投资,表现为国际投资诱导型产业安全。本文以经济全球化发展为背景,以我国的产业安全问题为研究对象,在梳理国内外有关产业安全理论及思想的基础上,借鉴演化经济学的相关理念和方法,在科学认识经济全球化给我国产业发展带来的机遇和挑战的基础上,结合我国产业发展实际,分析在开放经济条件下国际贸易和投资对我国产业安全产生的影响,重点研究FDI对中国产业安全影响的机理、原因,探讨引进FDI日益增多条件下我国产业安全的对策措施。 2010年,中国年度实际利用FDI金额已增至1,057亿美元,且呈现出很强的“独资化”倾向,外资在我国食品加工、制造业和某些服务部门中已形成了较强的垄断形势。外资通过股权、技术、品牌控制等方式逐步改变和影响着我国产业生存环境、产业结构,严重影响了我国产业安全。毫无疑问,不加选择的对外资全盘接受,必将给中国未来经济的可持续发展造成巨大的障碍,最终影响中国经济的系统性安全。结合我国产业发展和FDI引进的实践,开展国际投资诱导型产业安全问题研究,具有重要的理论和实践意义。论文的主要贡献包括：一是在系统地综述产业安全的相关文献的基础上,把因外部影响产生的产业安全划分为国际贸易诱导型和国际投资诱导型两种类型。并尝试借鉴演化经济学的相关理念和方法,构建了分析产业安全的理论框架。二是通过分析FDI对产业安全影响机理及成因,建立了产业安全评估体系,并结合我国实际具体评估分析了我国产业安全的状况。三是鉴于维护产业安全与我国产业政策的制定、实施休戚相关的实际,提出了调整和创新我国外资政策的思路和主张,目的是完善适合我国产业安全发展的外资政策和法规体系,从制度上彻底解决产业安全的隐患,确保开放经济条件下我国产业和经济安全。
[Abstract]:In the context of the growing economic globalization, the scale of international trade and international investment is expanding, the scope is expanding and the form is constantly refurbished, which has brought double effects to the global economy: first, through the opportunity to strengthen cooperation and common development, the two is the risks and challenges brought about by the intensification of competition, especially in the development of globalization. Home, on the one hand, participation in globalization can give full play to its own post advantage and realize the rapid development of its own economy; on the other hand, it will increase its risk, produce excessive external dependence on economic development, and even lead to economic security problems.
Economic security refers to the state and ability to maintain the economic existence and development of a country with its economic existence and development, the independent and stable operation of the economic system, and the state and ability of the overall economic welfare not to be infringed by maliciously and irresistible force. The important foundation and premise of the whole.
Under the open economy, the industrial security caused by the external influence includes two types of international trade inducement and international investment inducement. From the practice of developing countries including our country, the problem of international investment induced industrial security is more easy to appear and its characteristics are more obvious. This article focuses on the introduction of international direct investment (FDI). The international direct investment changed the traditional international division of labor pattern, made the internal division pattern of the sovereign state, the industrial ecological environment and the structure changed greatly, resulting in the loss of the control rights of the industries and technology related to the national economy and the people's livelihood and the loss of the national economy. The foundation and core of healthy development shows that economic security is largely embodied in industrial security, and industrial security is largely due to international direct investment, which is manifested in the international investment induced industry security.
Taking the development of economic globalization as the background, this paper takes China's industrial security as the research object, on the basis of combing the theories and ideas about industrial safety at home and abroad, drawing on the related ideas and methods of evolutionary economics, and on the basis of scientific understanding the opportunities and challenges that the economic globalization brings to the development of China's industry. The development of the industry, the analysis of the impact of international trade and investment on China's industrial security under the open economy, focusing on the mechanism of the impact of FDI on China's industrial security, and the reasons for the introduction of the Countermeasures for the introduction of the industrial security in China under the increasing number of FDI.
In 2010, China's annual actual use of FDI has increased to $105 billion 700 million, and has a strong "sole proprietorship" tendency. Foreign investment has formed a strong monopoly situation in food processing, manufacturing and some service sectors in China. Foreign investment has gradually changed and affected the environment of China's industry by means of equity, technology and brand control. The industrial structure has seriously affected China's industrial security. Undoubtedly, the unselected foreign capital acceptance will inevitably cause huge obstacles to the sustainable development of China's future economy, and ultimately affect the systematic security of China's economy. In combination with the practice of China's industrial development and the introduction of FDI, the international investment induced industrial security problems will be carried out. Research has important theoretical and practical significance.
The main contributions of this paper are as follows: first, on the basis of a systematic review of the related literature of industrial security, the industrial security caused by the external influence is divided into two types of international trade inducement and international investment inducement, and a theoretical framework for the analysis of industrial security is constructed by using the related ideas and methods of evolutionary economics. Two, through the analysis of the mechanism and causes of the impact of FDI on industrial safety, the industrial safety assessment system has been established, and the status of China's industrial security is analyzed in the light of the actual specific evaluation of China. Three in view of the maintenance of industrial security and the formulation of China's industrial policy and the implementation of its solidarity, the thought of adjusting and innovating the foreign investment policy is put forward. The purpose is to improve the foreign policy and regulation system suitable for the development of China's industrial safety, and to solve the hidden dangers of industrial safety thoroughly and ensure the safety of China's industry and economy under the conditions of open economy.

【学位授予单位】：云南大学
【学位级别】：博士
【学位授予年份】：2011
【分类号】：F832.6;F279.2

【参考文献】