基于SAFE框架的苏州通富超威合规管理现状和提升策略研究

发布时间：2018-03-23 12:58

本文选题：SAFE　切入点：AEO　出处：《兰州大学》2017年硕士论文

【摘要】：贸易安全是国际贸易赖以正常运行的基础。在9·11恐怖袭击事件后,国际贸易和供应链安全被提升到一个前所未有的重要位置。世界海关组织WCO于2005年制定了《全球贸易安全与便利标准框架》(即SAFE框架),目的在于通过各国海关之间的合作以及海关和商界的合作来打造一个国际贸易的安全闭环。由此,在全球贸易便利化和全球共同致力于反恐的背景下,越来越多的国家和地区遵从SAFE的指引,建立起本国和本地区的贸易合规管理体制。对于中国的高科技企业如何应对这样的外部规制,成为企业可持续发展中的关键问题。本文以苏州通富超威半导体有限公司为例,采用理论支持、实例分析和策略选择相结合的方式,通过文献分析法、案例分析法、标杆对照法等研究方法,经过理论与实践的凝练,研究企业在应对国际反恐和国际贸易便利化的双重要求时,如何通过合规管理来提升管理水平,打造企业的核心竞争力,实现海关和商界的合作与双赢。论文首先梳理国内外合规管理文献和企业最佳实践,从国际国内合规管理的发展情况以及研究现状入手,解读SAFE框架的基本思路,并结合本企业所在的集成电路行业的特点,对企业进行合规管理所处的内外部环境进行了深入的分析。同时,通过对苏州通富超威半导体有限公司的贸易合规案例的评析,本文总结归纳了在SAFE框架下构建企业贸易合规管理体系的策略,希望对国内刚刚起步的贸易合规管理提供具有借鉴意义的研究实践。
[Abstract]:Trade security is the basis for the normal operation of international trade. After the September 11 terrorist attacks, International trade and supply chain security have been elevated to an unprecedented level. The World Customs Organization (WCO) WCO established the Framework of Standards for Global Trade Security and Facilitation (SAFE Framework) in 2005, which aims to adopt national customs. As well as customs and business cooperation to create a security close-loop for international trade. In the context of global trade facilitation and joint global efforts to combat terrorism, more and more countries and regions follow the guidelines of the SAFE. The establishment of domestic and regional trade compliance management system. How to deal with such external regulation of high-tech enterprises in China has become a key issue in the sustainable development of enterprises. This paper takes Suzhou Tong Fu Chaowei Semiconductor Co., Ltd as an example. Through the research methods of literature analysis, case analysis, benchmarking and so on, through the condensation of theory and practice, the method of combining theoretical support, case analysis and strategy selection is adopted. Research on how to improve the management level and build the core competitiveness of enterprises through compliance management in response to the dual requirements of international counter-terrorism and international trade facilitation. The paper firstly combs the domestic and foreign compliance management literature and the enterprise best practice, starts with the international and domestic compliance management development situation and the research present situation, unscrambles the basic idea of the SAFE framework, Combined with the characteristics of the integrated circuit industry in which the enterprise is located, the internal and external environment of the compliance management of the enterprise is deeply analyzed. At the same time, through the analysis of the trade compliance cases of Suzhou Tong Fu Chaowei Semiconductor Co., Ltd. This paper summarizes and sums up the strategies of constructing the enterprise trade compliance management system under the framework of SAFE, hoping to provide reference research practice for the domestic trade compliance management just started.
【学位授予单位】：兰州大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F426.6;F752

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