利用离岸公司进行红筹上市探究

发布时间：2018-03-25 22:39

本文选题：境外上市　切入点：红筹模式　出处：《浙江工业大学》2012年硕士论文

【摘要】：红筹模式是指境内公司将境内资产以换股等形式转移至境外注册的公司，通过境外公司来收购境内资产或股权，然后以境外注册的公司名义上市。红筹模式为国内企业提供了一条新的融资渠道，为境内产业发展作出了贡献。红筹上市历经了四个阶段：探索期、爆发期、成长期和管制期，并在行业类别、总体数量、上市地点等几个方面有了很大的突破。然而，中国企业在红筹上市时存在着一些问题，如何正确认识限制红筹上市过程中存在的负面影响，实现政策监管下持续发展的问题，这对中国企业红筹上市具有重大意义。本文考察了离岸公司及红筹上市的渊源及概念，对红筹模式的法律和经济成因进行客观分析。同时，从操作实务和法律角度出发，对红筹模式的操作步骤及法律架构进行了详细论述，，最后结合红筹上市模式的实践操作，论述了红筹上市模式相关部门监管的变化历程，并详细描述现行红筹上市模式法律法规的相关内容，最后对现行的法律体系存在的问题进行分析并进行展望。
[Abstract]:The red chip model refers to a company whose domestic assets are transferred to a company incorporated overseas in the form of stock exchange, and which acquire domestic assets or shares through a foreign company. The red chip model provides a new financing channel for domestic enterprises and contributes to the development of domestic industries. The red chip market has gone through four stages: exploration period, outbreak period, growth period and regulation period, and has made great breakthroughs in several aspects, such as industry category, total quantity, place of listing, etc. However, There are some problems in the listing of red chips in Chinese enterprises. How to correctly understand the negative effects of restricting the listing of red chips and realize the sustainable development under policy supervision is of great significance to the listing of red chips in China. This paper investigates the origin and concept of offshore company and red chip listing, analyzes the legal and economic causes of red chip mode objectively. At the same time, from the point of view of operation practice and law, The operating steps and legal framework of the red chip model are discussed in detail. Finally, the changing course of the supervision of the relevant departments of the red chip listing mode is discussed in combination with the practical operation of the red chip listing mode. And detailed description of the current red chip listing model of the relevant content of laws and regulations, and finally the existing problems of the legal system are analyzed and prospected.
【学位授予单位】：浙江工业大学
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：F279.2;F832.51

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