我国私募基金合格投资者管理问题探析

发布时间：2018-04-29 03:07

本文选题：私募基金 + 合格投资者　；参考：《武汉金融》2015年05期

【摘要】：本文简述了美欧资本市场投资者适当性与私募基金合格投资者管理,分析了我国私募基金发展和监管中的合格投资者管理现状及存在的问题,如制度设计借鉴西方成熟市场而脱离我国实际、法规适用冲突、大量私募基金游离于监管之外、人为"制造"大量非法私募及监管滞后等。针对以上问题,文章提出了将私募基金合格投资者纳入统一管理、大幅降低投资门槛、突出专业投资、严格私募基金管理人监管、借鉴美国均衡监管原则、确立底线监管思维、重点加强行为监管及大力推进私募基金创新发展等完善我国私募基金合格投资者管理的对策措施。
[Abstract]:This paper briefly describes the appropriateness of investors in the capital markets of the United States and Europe and the management of qualified investors of private equity funds, and analyzes the present situation and existing problems of the management of qualified investors in the development and supervision of private equity funds in China. For example, the system design is divorced from the reality of our country by drawing lessons from the western mature market, the laws and regulations are in conflict, a large number of private equity funds are free from supervision, a large number of artificial "manufactured" illegal private placement and supervision lag behind, and so on. In view of the above problems, the article puts forward that the qualified investors of private equity fund should be brought into the unified management, the threshold of investment should be greatly lowered, the professional investment should be highlighted, the supervision of private equity fund managers should be strictly enforced, the principle of American balanced supervision should be used for reference, and the thinking of bottom line Strengthen the behavior supervision and promote the innovation and development of private equity funds and other countermeasures to improve the management of qualified investors of private equity funds in China.
【作者单位】：中国证券监督管理委员会重庆监管局;
【分类号】：D922.291.91;D922.287;F832.51

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