中国基金管理公司治理结构和绩效关系实证研究

发布时间：2018-05-16 21:26

本文选题：基金管理公司 + 董事会结构　；参考：《复旦大学》2012年硕士论文

【摘要】：我国基金业的发展正步入一个全新的转型阶段,近几年我国基金业“老鼠仓”、市场择时和盘后交易等违规现象的频繁发生以及在公司治理方面暴露出的问题,对加强基金管理公司的内部治理提出了迫切的要求。基金业的转型主要从基金业的发展特征、基金管理公司的结构、基金投资人的行为理念等方面发生变化。因此对基金管理公司治理结构的深入研究不仅具有重要的理论意义,而且对基金业的持续发展有监管层面的意义。本文从基金治理结构的理论基础出发,结合我国基金业面临的主要矛盾和挑战的现状,深入分析基金管理公司的治理结构。并用OLS回归和分位数回归等实证分析的方法对公司治理结构和公司治理有效性、公司绩效之间的关系进行研究,试图发现其中的关联,从而为我国基金业转型的主要层面---基金管理公司的结构提供实证基础。
[Abstract]:The development of fund industry in our country is stepping into a new transition stage. In recent years, the illegal phenomena such as "rat warehouse", market timing and after-market trading in China's fund industry have occurred frequently and problems in corporate governance have been exposed. To strengthen the internal governance of fund management companies put forward urgent requirements. The transformation of fund industry mainly changes from the development characteristics of fund industry, the structure of fund management company and the behavior idea of fund investors. Therefore, the in-depth study of the governance structure of the fund management company is not only of great theoretical significance, but also of regulatory significance to the sustainable development of the fund industry. Based on the theoretical basis of the fund governance structure and the current situation of the main contradictions and challenges faced by the fund industry in China, this paper deeply analyzes the governance structure of the fund management company. The relationship between corporate governance structure, corporate governance effectiveness and corporate performance is studied by using OLS regression and quantile regression. Thus, it provides an empirical basis for the structure of fund management companies, which is the main aspect of fund industry transformation in China.
【学位授予单位】：复旦大学
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：F832.51;F224

【参考文献】