我国版权证券化的实施问题研究

发布时间：2018-05-20 13:03

本文选题：版权 + 证券化　；参考：《上海交通大学》2012年硕士论文

【摘要】：本文主要研究版权证券化的特征及实施意义，证券化操作过程中面临的法律问题，通过分析美日等国家的成功案例及对于我国的借鉴经验，从而进一步探讨最适宜在我国发展的版权作品市场，最后对我国实施版权证券化进行可行性分析，并提出一些推动我国版权证券化实施的建议。版权证券化兼具知识产权和金融证券两方面的特性，是知识经济发展到一定阶段的创新。版权证券化作为版权开发运营模式的一种创新，，对版权制度的发展和融资渠道的拓展都具有非常重要的意义。在版权证券化的实际操作中所面临着一些核心的法律问题，如可证券化资产的价值评估、“真实销售”、“风险隔离”等，解决好这些问题是完成版权证券化的关键。结合我国版权证券化发展的特殊性，通过对我国实施版权证券化的可行性分析，分析最适宜在我国实施版权证券化的是传统的电影作品和新兴的艺术品拍卖这两大市场。最后，根据我国版权证券化发展的现状，提出包括完善金融中介市场、规范证券的信用评级、创造良好的版权生产环境、颁布专门性法律等应改进的市场监管建议和法律建议。
[Abstract]:This paper mainly studies the characteristics and implementation significance of copyright securitization, the legal problems in the process of securitization operation, and analyzes the successful cases of America and Japan, as well as the reference experience for our country. Finally, the feasibility of implementing copyright securitization in China is analyzed, and some suggestions to promote the implementation of copyright securitization in China are put forward. Copyright securitization, with the characteristics of both intellectual property and financial securities, is an innovation in the development of knowledge economy to a certain stage. As an innovation of copyright development and operation mode, copyright securitization is of great significance to the development of copyright system and the expansion of financing channels. In the practical operation of copyright securitization, there are some core legal problems, such as the value evaluation of securitized assets, "real sale", "risk isolation" and so on, which are the key to the completion of copyright securitization. According to the particularity of the development of copyright securitization in China, this paper analyzes the feasibility of the implementation of copyright securitization in China, and analyzes that the two most suitable markets for the implementation of copyright securitization in China are the traditional film works and the new art auction. Finally, according to the present situation of the development of copyright securitization in China, the author puts forward some suggestions for market supervision and legal advice which should be improved, such as perfecting the financial intermediary market, standardizing the credit rating of securities, creating a good copyright production environment, promulgating special laws and so on.
【学位授予单位】：上海交通大学
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：D922.287;F832.51

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