PPP项目特许经营公司股权结构类型选择问题研究

发布时间：2018-01-01 13:43

本文关键词：PPP项目特许经营公司股权结构类型选择问题研究　出处：《天津理工大学》2017年硕士论文　论文类型：学位论文

【摘要】：目前,随着我国政府对PPP项目的大力推广和支持,PPP的新一轮热潮必将持续发酵,引起了越来越多的学者的关注。然而,在PPP项目快速推动的同时,项目落地率比较缓慢,原因在于PPP项目中涉及的公共部门和社会资本方通常具有不同的利益诉求,二者之间的利益冲突实际上反映了代表公司双方的两类股东对项目实施截然不同的利益期待。因此,PPP项目特许经营公司中股权结构类型的选择直关PPP项目的实施效率,现阶段我国在PPP项目股权结构类型选择方面的研究还不成熟,目前已有的对PPP项目股权结构类型的划分缺乏依据及现实意义,导致目前我国PPP项目股权结构类型较多,分类标准不明确,各股权结构类型之间界限不清晰。由于现存的PPP项目股权结构没有明确的适用情况,导致PPP项目的参与双方在进行股权结构类型选择时较为随意,缺乏标准。因此,需要根据政府部门在项目公司中的出资目的对PPP项目股权结构类型进行合理划分,在合理划分PPP项目股权结构类型的基础上构建PPP项目股权结构类型选择的可行集。基于以上问题,本文利用文献综述法、专家访谈法、案例验证法、多案例研究法以及扎根理论等方法进行以下方面的研究:首先,对PPP项目股权结构类型进行合理的划分。本文首先利用文献分析法和案例验证法梳理出目前学者对我国PPP项目股权结构类型的划分,识别出目前PPP项目股权结构的类型,发现对股权结构分类时存在的问题。然后对PPP项目股权结构类型进行合理的划分,研究结果将其PPP项目股权结构类型划分为政府引导型股权结构、政府控股型股权结构和社会资本独资型股权结构。其次,识别出PPP项目特许经营公司股权结构类型选择的影响因素。为了保障政府和社会资本方的有效合作,提供优质的公共产品和服务,本文通过运用多案例研究方法和扎根理论方法对PPP项目股权结构选择的影响因素进行了研究,识别出影响PPP项目股权结构类型选择的影响因素。在研究对象的选择阶段运用了多案例研究法,选取了北京地铁4号线、张家界市杨家溪污水处理厂项目、乐陵市人民医院拆迁项目三个典型案例,在对案例数据进行分析时运用扎根理论方法对数据进行编码分析,得出影响PPP项目股权结构类型选择的因素。最后,构建PPP项目股权结构类型选择的可行集。本文在前文对PPP项目股权结构类型的合理划分以及对PPP项目股权结构类型选择影响因素研究的基础上,构建出PPP项目股权结构类型选择的可行集,指导PPP项目实践的顺利实施。
[Abstract]:At present, with the Chinese government on the PPP project promotion and support, PPP will be a new round of upsurge in continuous fermentation, has attracted more and more attention of scholars. However, the rapid promotion in the PPP project at the same time, the project landing rate is relatively slow, the reason lies in the different interests usually have involved the public sector and society the capital side of the PPP project, the conflict of interests between the two reflects the fact that the two types of shareholders on behalf of the company, both sides look forward to the implementation of the project of different interests. Therefore, the implementation efficiency of choice of ownership structure type PPP project franchise company in direct relation with the PPP project, at present in China share structure types PPP project selection the study is not mature, the existing division of ownership structure type PPP project lacks the basis and practical significance, leading to the current ownership structure of China's PPP projects more, classification standard Is not clear, between the various types of equity structure boundaries are not clear. Due to the existing PPP project ownership structure is no clear, resulting in the PPP program in the ownership structure type selection is more casual, the lack of standards. Therefore, according to the needs of government investment in item company to divide the ownership structure of type PPP the construction project, the feasible set of ownership structure type PPP project selection based on ownership structure to a reasonable division of PPP project. Based on the above problems, this paper uses the method of literature review, expert interviews, case study method, case study method and grounded theory methods such as the research of the following aspects: first, reasonable division of the ownership structure of PPP project types. This paper uses literature analytic method and case verification method to tease out the current scholars of our country PPP project equity structure type The division, identify the PPP project ownership structure types are found, the ownership structure of the classification problem. Then the reasonable division of the ownership structure of PPP project types, the results divide ownership structure to its PPP project for the government to guide the ownership structure, the government holding the ownership structure and the social capital owned equity structure. Secondly, identify the factors affecting the ownership structure of PPP project franchise company selection. In order to effectively protect the government and social capital cooperation, to provide quality products and services for the public, through the use of multiple case study method and grounded theory methods to study the influence factors of the PPP project ownership structure, identification the influence factors of equity structure type selection for PPP project. The case study method used in the selection phase of the research object, selects Beijing Metro Line 4 The project of sewage treatment plant, Yang Xi, Zhangjiajie City, three typical cases of Leling City People's Hospital Relocation Project, in the analysis of the case data using grounded theory methods for encoding data analysis, the factors that affect the equity structure of the type PPP project selection. Finally, construct the feasible set of ownership structure type PPP project selection in this article. This type of ownership structure of PPP project on the basis of reasonable division and the influencing factors of the choice of ownership structure on PPP projects, build a feasible set of ownership structure type PPP project selection, implementation guide PPP project practice.

【学位授予单位】：天津理工大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F283;F832.51

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