基于不完全契约理论的专业工程暂估价柔性与初始信任的匹配研究

发布时间：2018-05-04 23:07

本文选题：不完全契约理论 + 合同柔性　；参考：《天津理工大学》2017年硕士论文

【摘要】：随着我国建筑业的持续发展,建设项目的规模越来越大,不确定性程度越来越高。合同柔性作为应对不确定性的有效手段,越来越受到研究学者们的关注。综合现有文献发现,注入合同柔性的途径有很多种,其中价格柔性是学者们普遍认可的一种途径。本文的研究对象为专业工程暂估价,是价格柔性的一种。专业工程暂估价的设置虽然解决了因标准不明确而导致招标进度的问题,但也易引起承包人机会主义行为的发生,且设置范围越大,承包人产生机会主义行为的概率越大。究其原因在于合同柔性越大,承包人产生机会主义行为的概率会增大。研究表明,机会主义是信任存在的必要。信任程度越高,机会主义产生的损失越低。基于此,本文的研究内容包括以下三部分。首先,本文通过演绎法推出专业工程暂估价是一种价格柔性,是注入合同柔性的一种途径。价格柔性表现为初始的合同价格可能会增加或者减少、交易当事人可能对价格进行再谈判或者再精确确定。专业工程暂估价符合价格柔性的特征。并从专业工程暂估价设置范围和定价方式两个方面讨论了专业工程暂估价柔性程度大小,最后形成了专业工程暂估价柔性的分析图。其次,本文分析了初始信任产生的阶段,得出初始信任主要产生于招投标阶段的资格预审环节。并运用文本分析法和文献勾选法对资格预审指标和初始信任的影响因素进行了归纳和总结,由此得出划分初始信任等级的资格预审指标。并通过文本分析法得出影响初始信任程度指标的划分标准,最终形成不同初始信任等级对应的资格预审指标。最后,本文分析了专业工程暂估价柔性与初始信任匹配的必要性,并通过文献综述得出专业工程暂估价柔性应与初始信任进行正向匹配,并结合第四章和第五章对专业工程暂估价柔性程度的分析和初始信任程度的分析,最终形成专业工程暂估价柔性与初始信任的匹配结果。综上,本文研究了专业工程暂估价柔性与初始信任两者之间的匹配,致力于解决专业工程暂估价的设置所带来的机会主义问题。本文基于合同柔性与初始信任的相关综述,提出专业工程暂估价柔性与初始信任的匹配方案,为工程实践专业工程暂估价的设置和承包人的选择提供了借鉴。
[Abstract]:With the sustainable development of the construction industry in China, the scale of construction projects is becoming larger and larger, and the degree of uncertainty is becoming higher and higher. As an effective means to deal with uncertainty, contract flexibility has been paid more and more attention by researchers. According to the existing literature, there are many ways to inject contract flexibility, among which price flexibility is generally accepted by scholars. The research object of this paper is the temporary valuation of professional engineering, which is a kind of price flexibility. The setting of temporary evaluation of professional engineering solves the problem of bidding progress caused by unclear standard, but it also easily causes the opportunistic behavior of contractor, and the larger the scope of setting, the greater the probability of opportunistic behavior of contractor. The reason is that the greater the flexibility of the contract, the greater the probability of opportunistic behavior. Research shows that opportunism is necessary for the existence of trust. The higher the level of trust, the lower the loss from opportunism. Based on this, the research content of this paper includes the following three parts. Firstly, this paper deduces that the provisional valuation of professional engineering is a kind of price flexibility and a way to inject contract flexibility. The price flexibility is that the initial contract price may increase or decrease, and the parties to the transaction may renegotiate the price or determine the price accurately. The temporary valuation of professional engineering accords with the characteristics of price flexibility. The degree of flexibility of temporary evaluation of professional engineering is discussed from two aspects of setting range and pricing mode of temporary evaluation of professional engineering. Finally, an analytical diagram of temporary evaluation flexibility of professional engineering is formed. Secondly, this paper analyzes the stage of initial trust, and draws the conclusion that initial trust mainly comes from pre-qualification in bidding stage. The text analysis method and the literature tick method are used to summarize the prequalification index and the influencing factors of the initial trust, and the prequalification index to divide the initial trust grade is obtained. And through the text analysis method, we can get the classification standard that affects the initial trust degree index, and finally form the pre-qualification index corresponding to different initial trust level. Finally, this paper analyzes the necessity of matching professional engineering temporary evaluation flexibility with initial trust, and draws a conclusion that professional engineering temporary evaluation flexibility and initial trust should be positively matched through literature review. Combined with the analysis of the flexibility of temporary evaluation and the degree of initial trust of professional engineering in the fourth and fifth chapters, the matching result between the flexibility of temporary evaluation of professional engineering and the initial trust is finally formed. In summary, this paper studies the matching between the flexibility of temporary evaluation of professional engineering and the initial trust, and tries to solve the opportunistic problem caused by the setting of temporary evaluation of professional engineering. Based on the summary of the relationship between contract flexibility and initial trust, this paper puts forward a matching scheme of professional engineering temporary evaluation flexibility and initial trust, which provides a reference for the setting of temporary evaluation of professional engineering and the selection of contractors.
【学位授予单位】：天津理工大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F284

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