我国钢铁行业产能过剩形成机理研究

发布时间：2018-05-29 02:38

本文选题：钢铁行业 + 产能过剩　；参考：《兰州商学院》2014年硕士论文

【摘要】：近年来，产能过剩问题逐渐凸现。特别是2008年金融危机以后，产能过剩更加严重。钢铁行业作为我国国民经济的支柱产业，一直是产能过剩的重点防治对象，不过由于近几年来钢铁行业产能过剩愈加严重，钢铁行业产能过剩的治理变得愈加棘手。鉴于此，有必要对我国钢铁行业产能过剩的形成机理进行一次系统的研究和论证。本文的研究内容主要分为六大部分：第一部分是绪论，引出问题的背景，简要直接的引用马克思的名言对产能过剩做出了评判，，并指出了研究意义，思路和方法；第二部分是文献综述，对钢铁行业产能过剩的形成机理及其他相关研究进行综述，并引出了自己的研究思路；第三部分，以钢铁行业和企业为研究的切入点，提出了钢铁企业产能过剩的动机，并提出了这样一个假设：钢铁企业过度投资带来产能过剩是由于企业自身动机引起的，并且和体制性与市场性因素是分不开的。第四部分，通过对产能过剩体制性和结构性因素的分析，得出了体制性因素是帮助企业进入钢铁行业而不退出的主要因素，也解释了结构性因素带来企业的大量落后产能，却因为较高的退出壁垒而得以长期存在；第五部分，利用SPASS17.0软件，以钢铁企业投资额为对象，针对第三部分提出的假设对钢铁行业投资过度产生的“羊群效应”进行验证；第六部分，得出结论和提出相应的对策建议。本文认为，我国钢铁行业产能过剩，不是单纯的体制性或是结构性过剩，更不能将我国钢铁行业产能过剩完全推责给体制性问题或者结构性问题，要基于钢铁企业这一微观个体行为来分析。这也正是本文的创新和贡献之处，即以从钢铁行业和企业为研究起点，结合体制性和结构性过剩，并辅以实证检验，得出了这样一个结论：我国钢铁行业产能过剩是钢铁企业在当前不完善市场经济体系下的“近乎理性”的选择，而体制性和结构性因素帮助钢铁企业完成了这样一个选择。
[Abstract]:In recent years , the problem of capacity surplus has gradually increased . Especially after the financial crisis of 2008 , the excess capacity is more serious . As a pillar industry in China ' s national economy , the steel industry has been the focus of excess capacity . However , the excessive capacity of steel industry has become more and more difficult in recent years . In view of this , it is necessary to study and demonstrate the formation mechanism of excess capacity of steel industry in China .

The research content of this paper is divided into six parts : the first part is the introduction , the background of the lead - out problem , the concise direct reference to Marx ' s famous words to judge the excess capacity , and points out the research significance , the thought and the method ;
The second part is the literature review , summarizes the formation mechanism and other related research of the excess capacity of steel industry , and draws out its own research thinking ;
The third part , taking the iron and steel industry and the enterprise as the research point , puts forward the motive of the excess capacity of the steel enterprise , and puts forward the assumption that the excessive investment of the iron and steel enterprise brings the excess capacity due to the enterprise ' s own motives , and the institutional and market factors are inseparable . The fourth part , through the analysis of the excess capacity and structural factors , has obtained the main factor that helps the enterprise to enter the steel industry without exiting , but also explains that the structural factors bring about the large amount of backward capacity of the enterprise , but can be existed for a long time because of the higher exit barrier .
In the fifth part , by using SPAS S17 . 0 software , the investment amount of iron and steel enterprises is regarded as the object , and the " herd effect " generated by overinvestment in the steel industry is verified against the assumption of the third part .
The sixth part , draws the conclusion and puts forward the corresponding countermeasure suggestion .

This paper argues that the excess capacity of steel industry in China is not a simple institutional or structural surplus , and it is more difficult to blame the excessive capacity of the steel industry in our country . It is also the innovation and contribution of this paper .
【学位授予单位】：兰州商学院
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：F426.31

【参考文献】