西部装备制造业全要素生产率测度及影响因素研究

发布时间：2018-09-05 10:41

【摘要】：近年来，我国装备制造业发展迅速，2013年我国装备制造业产值已跃居世界首位，突破20万亿，占全球份额超1/3，这意味着我国已经成为名副其实的装备制造业大国，，同时不可忽视的是，我国距离装备制造业强国还有一定的距离，我国装备制造业大而不强的事实依然是困扰我国的难题，装备制造业核心竞争力低下、技术水平落后等问题亟待解决，就这一点，西部的劣势更加明显，增强我国乃至西部装备制造业的核心竞争力至关重要，因此，测算西部装备制造业全要素生产率水平，并研究其影响因素，进而探究提升全要素生产率的合理对策对西部装备制造业无疑具有重要的现实意义。本文以“西部装备制造业全要素生产率”为研究对象，在分析国内外生产率研究状况的基础上，首先对西部装备制造业发展现状、面临的主要问题进行分析；其次运用基于Malmquist的DEA模型对西部装备制造业全要素生产率水平进行测算和分解，分析西部装备制造业各行业全要素生产率、各地区全要素生产率，探究全要素生产率、技术进步和技术效率的变化趋势，了解西部装备制造业全要素生产率的发展趋势及区域发展特征；最后，在对历史文献研究和梳理的基础上，并结合西部装备制造业的本身行业特征，提出了对西部装备制造业全要素生产率产生影响的八个主要因素：行业规模、行业盈利状况、研发投入、人力资本、外贸依存度、对外开放程度、工业化进程和市场化程度，对这些影响因素选取适当的指标，采用基于面板数据的固定效应模型研究其对西部装备制造业全要素生产率的影响并加以分析，揭示影响西部装备制造业全要素生产率变化的主要因素，从而根据研究结论提出切实有效的政策建议。分析结果显示：西部装备制造业全要素生产率和技术效率与行业盈利状况、行业规模、外贸依存度和市场化程度四个影响因素存在显著相关性，另外，技术进步指标还与研发投入存在着一定的关联。并在最后为西部装备制造业提出了相应的政策建议。
[Abstract]:In recent years, China's equipment manufacturing industry has developed rapidly. In 2013, China's equipment manufacturing output value has leapt to the first place in the world, exceeding 20 trillion, accounting for more than one third of the global share. This means that China has become a country worthy of the name of the equipment manufacturing industry. At the same time, it can not be ignored that our country is still far from a powerful country in equipment manufacturing industry. The fact that our equipment manufacturing industry is large but not strong is still a difficult problem that puzzles our country, and the core competitiveness of equipment manufacturing industry is low. The technical level is backward and so on. On this point, the inferiority of the west is more obvious, and it is very important to strengthen the core competitiveness of the equipment manufacturing industry in our country and even in the west. Therefore, to calculate the total factor productivity level of the equipment manufacturing industry in the west, It is undoubtedly of practical significance to study the influencing factors and explore the reasonable countermeasures to enhance the total factor productivity in the western equipment manufacturing industry. This paper takes "the total factor productivity of the western equipment manufacturing industry" as the research object. On the basis of analyzing the domestic and foreign research situation of the productivity, the paper first analyzes the current situation of the equipment manufacturing industry in the west and the main problems it faces. Secondly, using the DEA model based on Malmquist to measure and decompose the total factor productivity level of the western equipment manufacturing industry, analyze the total factor productivity of all industries and regions of the equipment manufacturing industry in the west of China, and explore the total factor productivity. The change trend of technological progress and technical efficiency, understand the development trend of total factor productivity and regional development characteristics of western equipment manufacturing industry; finally, on the basis of historical literature research and combing, Combined with the industry characteristics of the western equipment manufacturing industry, this paper puts forward eight main factors that affect the total factor productivity of the western equipment manufacturing industry: industry scale, industry profit situation, R & D investment, human capital, foreign trade dependence, etc. The degree of opening to the outside world, the process of industrialization and the degree of marketization, select appropriate indicators for these influencing factors, and use the fixed effect model based on panel data to study its impact on the total factor productivity of the equipment manufacturing industry in the west and analyze it. This paper reveals the main factors that influence the change of total factor productivity of equipment manufacturing industry in western China, and puts forward practical and effective policy recommendations according to the conclusions of the research. The results show that the total factor productivity and technical efficiency of western equipment manufacturing industry have significant correlation with industry profitability, industry scale, dependence on foreign trade and marketization. The technical progress index also has certain correlation with the research and development investment. In the end, the corresponding policy suggestions are put forward for the western equipment manufacturing industry.
【学位授予单位】：重庆师范大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：F426.4

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