我国上市证券公司业务创新与竞争力的关系研究

发布时间：2018-03-24 09:40

本文选题：证券公司　切入点：业务创新　出处：《长春工业大学》2014年硕士论文

【摘要】：证券公司是资本市场的重要载体,是金融市场逐步成熟的标志,同时也是我国资本市场的主体和金融行业的重要组成部分,其健康发展是证券市场以及整个金融市场健康发展的稳定器,对我国经济持续、快速、健康发展和金融市场的安全稳定有着极其重要的作用。随着我国金融改革的发展,资本市场的逐渐开放、CPI和房价的居高不下、欧债危机的不断蔓延以及国内宏观经济的下行,都为我国证券公司的发展提出了新的挑战。我国证券公司资产规模大多比较小,金融产品和业务结构单一,缺乏特色与创新,业务在低层次竞争的现象十分普遍。因此,提高证券公司业务创新,对提高证券公司竞争力以及我国市场经济的发展意义重大。本文主要以企业竞争理论为依据,从影响我国上市证券公司竞争力和业务创新的因素出发,依据一定的原则与标准,以系统理论作为研究的指导思想,以研究证券公司业务创新竞争力为目标,充分考虑资产规模、业务创新收入、风险控制能力、创新研发能力对我国证券公司业务创新竞争力的影响,设计出一套较为科学合理的上市证券公司业务创新对竞争力影响的评价指标体系,在此基础上对证券公司业务创新竞争力进行研究分析,得出我国上市证券公司在业务创新方面竞争力的排名情况,并在分析的基础上对提高其业务创新提出几点建议。
[Abstract]:Securities companies are an important carrier of capital market, a symbol of the gradual maturity of financial market, and also an important part of capital market and financial industry in China. Its healthy development is the stabilizer of the securities market and the whole financial market, which plays an extremely important role in the sustained, rapid, healthy development of our country's economy and the security and stability of the financial market. With the development of China's financial reform, the gradual opening of the capital market, the gradual opening of the CPI and the high prices of housing prices, the spread of the European debt crisis and the downward trend of the domestic macroeconomic. Most of the assets of securities companies in China are relatively small, the financial products and business structure is single, lack of characteristics and innovation, the phenomenon of business competition at low levels is very common. It is of great significance to improve the competitiveness of securities companies and the development of our market economy to improve the business innovation of securities companies. Based on the enterprise competition theory and the factors that affect the competitiveness and business innovation of listed securities companies in China, this paper takes the system theory as the guiding ideology according to certain principles and standards. In order to study the business innovation competitiveness of securities companies, the impact of asset size, business innovation income, risk control ability, innovation and R & D ability on the business innovation competitiveness of securities companies in China is fully considered. A set of scientific and reasonable evaluation index system of the influence of business innovation on competitiveness of listed securities companies is designed, and on this basis, the competitiveness of business innovation of securities companies is studied and analyzed. The ranking of the competitiveness of Chinese listed securities companies in business innovation is obtained, and some suggestions for improving their business innovation are put forward on the basis of analysis.
【学位授予单位】：长春工业大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：F832.51;F273.1;F271

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