FDI对我国企业自主创新能力的影响

发布时间：2018-03-30 11:34

本文选题：FDI　切入点：自主创新　出处：《南京财经大学》2014年硕士论文

【摘要】：在我国吸收外资不断增长的背景下,许多研究已经证实了引进外资给我国带来了许多利益。引进外资不但提供了大量的就业岗位,促进了职工的收入水平的提高,而且拉动了我国的经济增长,外资在创造“中国式增长奇迹”过程中的作用是不容置疑的。我国经济增长速度之快的确让人震惊,同时,经济增长的质量越来越受到关注。研究我国的经济增长的可持续性问题的学者也日益增多。作为经济增长原动力的自主创新能力是否在引进FDI的过程中得到提高,这个问题也越来越得到学者的青睐。本文在对现有文献归纳的基础上,先阐述了自主创新能力的内涵,然后分析了我国FDI的发展情况,总体上看,我国的实际利用外资数额一直保持者持续上升的趋势；从FDI产业分布来看,主要分布在第二产业,其次在第三产业,第二产业所占比重逐渐下降但是第三产业比重不断上升；从地区分布来看,主要集中在东部地区,中西部比例很少；从来源地来看,主要来源于亚洲,其中香港地区的比例最高；从投资方式来看,主要以外商独资企业为主。文章先基于协整理论分析了FDI与我国企业自主创新的关系,发现两者存在着长期协整关系,然后基于技术溢出理论,分析了FDI与我国企业自主创新的关系,结果表明FDI与我国企业自主创新之间呈正相关关系。按照内外资企业的技术效率关系,把全国30个地区分为两组,A类地区为外资企业技术效率低于内资企业技术效率的地区,B类地区为外资企业技术效率高于内资企业技术效率的地区,发现FDI与自主创新的正相关关系在B类地区都更显著,FDI对自主创新能力提高的促进作用在B地区更大。在A类地区,FDI对国内企业的自主创新能力的促进作用主要集中在发明专利上面；而B类地区,FDI对实用新型专利和外观设计专利的促进作用比较显著,对发明专利的促进作用不明显。文章还分析了FDI的影响渠道,运用实证分析了FDI的三种效应：示范模仿效应、人员流动效应、竞争效应,发现FDI影响国内企业自主创新能力主要通过示范模仿效应和竞争效应。A类地区发挥积极作用的是示范模仿效应和竞争效应,B类地区发挥积极作用的是竞争效应。文章基于本文的结论提出了提高我国企业自主创新能力的建议。
[Abstract]:Under the background of increasing foreign capital absorption in China, many studies have proved that the introduction of foreign capital has brought a lot of benefits to our country. The introduction of foreign capital not only provides a large number of jobs, but also promotes the income level of workers and staff. The role of foreign capital in the process of creating a "Chinese growth miracle" is beyond doubt. The speed of our economic growth is indeed shocking, and at the same time, More and more attention has been paid to the quality of economic growth. The number of scholars who study the sustainability of economic growth in China is also increasing. As the driving force of economic growth, the independent innovation ability has been improved in the process of introducing FDI. On the basis of summarizing the existing literature, this paper first expounds the connotation of independent innovation ability, and then analyzes the development of FDI in China. According to the distribution of FDI industry, it is mainly distributed in the secondary industry, then in the tertiary industry, the proportion of the secondary industry decreases gradually, but the proportion of the tertiary industry increases. In terms of regional distribution, it is mainly concentrated in the eastern region, with a small proportion in the central and western regions; from the source, it mainly comes from Asia, of which Hong Kong has the highest proportion. From the view of the way of investment, Based on the co-integration theory, this paper analyzes the relationship between FDI and independent innovation of Chinese enterprises, and finds out that there is a long-term co-integration relationship between them, and then based on the theory of technology spillover, we find that there is a long-term co-integration relationship between them. This paper analyzes the relationship between FDI and independent innovation of Chinese enterprises. The results show that there is a positive correlation between FDI and independent innovation of Chinese enterprises. The 30 regions in China are divided into two groups: the technical efficiency of foreign-funded enterprises is lower than that of domestic enterprises, and the area of category B is that of foreign-funded enterprises higher than that of domestic enterprises. It is found that the positive correlation between FDI and independent innovation is more significant in category B areas than in other regions, and that the positive correlation between FDI and independent innovation is more significant in area B. in category A, the positive relationship between FDI and independent innovation is more significant than that in category B. in category A, the positive relationship between FDI and independent innovation is mainly promoted by domestic enterprises. Focusing on invention patents; However, in category B region, the promotion effect of FDI to utility model patent and design patent is obvious, but not obvious to invention patent. The influence channel of FDI is also analyzed in this paper. This paper analyzes three kinds of effects of FDI: demonstration imitation effect, personnel flow effect, competition effect, and so on. It is found that FDI plays an active role in influencing domestic enterprises' independent innovation ability mainly through demonstration imitation effect and competition effect. Type A area plays a positive role in demonstration imitation effect and competition effect and B type area plays a positive role in competition effect. Based on the conclusion of this paper, the paper puts forward some suggestions to improve the independent innovation ability of Chinese enterprises.
【学位授予单位】：南京财经大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：F279.2;F832.6

【相似文献】