我国中小期货公司盈利模式的变化及管理对策研究

发布时间：2018-04-21 00:27

本文选题：中小期货公司 + 盈利模式　；参考：《广东财经大学》2014年硕士论文

【摘要】：作为现代金融市场体系的前沿，期货市场价格发现和风险管理功能在服务实体经济、促进经济发展及结构转型等方面有着独特的作用。期货公司是期货市场的中介机构，起着桥梁和纽带的重要作用。但是，值得注意的是，目前我国正式注册的160家期货公司中以中小期货公司数量居多。一方面，“强者恒强，弱者愈弱，两级分化”的马太效应，折射出中小期货公司在行业中的生存困境；另一方面，160家期货公司盈利模式都比较单一，同质化竞争激烈，使得经营环境恶劣。所以，，对我国中小期货公司盈利模式的变化及管理对策的研究有重要意义。本文写作共分为五章，第一章为绪论，介绍研究背景及选题意义、国内外研究现状、研究方法以及创新点等；第二章介绍国内外期货市场及期货公司的情况；核心的研究内容从第三章开始，第三章以典型中小期货公司的代表JH期货公司为调查研究的对象，对我国中小期货公司基本盈利模式、单一盈利模式所面临的困境、盈利模式发生变化的必然性、市场基础及发展趋势进行分析并提出问题；第四章则针对第三章中的现实问题提出有针对性的建议；第五章为结论和展望。本文的亮点在于充分考虑市场实际，将研究对象定位于我国处于困境中的众多中小期货公司，对于它们在盈利模式方面的独特变化以及管理对策做出探讨，这使得本文具有一定的实践价值，也是本文最大的创新之处。
[Abstract]:As the frontier of the modern financial market system, the function of price discovery and risk management in futures market plays a unique role in serving the real economy, promoting economic development and structural transformation. Futures company is the intermediary of futures market, which plays an important role in bridge and bond. However, it is worth noting that most of the 160 futures companies registered in China are small and medium-sized futures companies. On the one hand, the Matthew effect of "the stronger the stronger, the weaker the weaker," reflects the plight of small and medium-sized futures companies in the industry; on the other hand, 160 futures companies have a relatively single profit model, and the homogeneous competition is fierce. Makes the operating environment bad. Therefore, it is of great significance to study the change of profit mode and management strategy of small and medium futures companies in China. This paper is divided into five chapters, the first chapter is the introduction, introduces the research background and significance, research status, research methods and innovation points at home and abroad, the second chapter introduces the situation of futures markets and futures companies at home and abroad. The core research content starts from the third chapter, the third chapter takes the representative JH futures company of the typical small and medium-sized futures company as the research object, to our country small and medium-sized futures company basic profit pattern, the single profit pattern faces the predicament. The inevitability of the change of profit model, the analysis of market foundation and development trend, the fourth chapter is to put forward targeted suggestions for the practical problems in chapter three; the fifth chapter is the conclusion and prospect. The bright spot of this paper is to fully consider the market reality, the research object will be located in our country in the plight of many small and medium-sized futures companies, for their profit model in the unique changes and management strategies to make a discussion. This makes this text has certain practice value, also is this article biggest innovation place.
【学位授予单位】：广东财经大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：F832.39;F830.42

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