我国场外交易市场及其制度设计研究

发布时间：2018-06-22 22:57

本文选题：场外交易市场 + 做市商制度　；参考：《华中科技大学》2014年硕士论文

【摘要】：加快建设和发展我国多层次资本市场是大势所趋，我国多层次资本市场包括两大块，即场内交易市场和场外交易市场，其中场外交易市场是我国多层次资本市场建设体系中的重要组成部分。随着“新三板”扩容至全国，我国场外交易市场的整体框架也基本搭建完成。在此背景下，为了进一步推动我国场外交易市场的健康、繁荣、稳定发展，通过对我国场外交易市场的发展现状加以分析、梳理，同时在借鉴国内外成熟国家和地区发展场外交易市场的经验的基础上，，进而提出相应的我国的场外交易市场制度设计，则显得十分必要和意义重大。本文第一部分，将主要从选题背景、目的和意义，研究综述，论文的研究方法及创新点、技术路线等方面切入主题；本文第二部分，主要是进行场外交易市场的界定和发展我国场外交易市场的必要性分析，重点阐释了我国场外交易市场的内涵以及为什么要发展场外交易市场。本文第三部分，主要分析了我国场外交易市场发展现状和存在的问题，主要是对我国场外交易市场的四个组成部分分别阐明；本文第四部分，主要分析了国际成熟的场外交易市场发展的经验及对我国的启示，主要摘取了美国、英国、台湾三个比较成熟的样板加以举例分析；在本文第五部分，将提出我国场外交易市场的制度设计，包括顶层制度设计、运行制度设计、监管制度设计、辅助支持制度设计四个部分；最后，本文第六部分，通过以上分析得出研究的结论，提出了深度思考后的构建我国场外交易市场的协调发展模式。
[Abstract]:Speeding up the construction and development of our country's multi-level capital market is the trend of the times. China's multi-level capital market consists of two major parts: the OTC market and the OTC market. OTC market is an important part of the multi-level capital market construction system in China. With the expansion of the new three-board to the whole country, the whole frame of our over-the-counter market has been built. In this context, in order to further promote the healthy, prosperous and stable development of China's over-the-counter market, through the analysis of the current situation of the development of China's over-the-counter market, At the same time, on the basis of the experience of the mature countries and regions at home and abroad to develop the over-the-counter market, it is very necessary and significant to put forward the corresponding design of the over-the-counter market system of our country. The first part of this paper will focus on the background, purpose and significance of the topic, research review, research methods and innovations, technical routes, etc. The second part of this paper, This paper mainly analyzes the definition of OTC market and the necessity of developing OTC market in China, and explains the connotation of OTC market and why we should develop OTC market. The third part of this paper, mainly analyzes the current situation and existing problems of the over-the-counter market in China, mainly expounds the four components of the over-the-counter market in China. This paper mainly analyzes the experience of the development of the international mature over-the-counter market and its enlightenment to our country, and mainly takes three more mature models, the United States, the United Kingdom and Taiwan, to give examples to analyze them; in the fifth part of this paper, It will put forward the system design of our country's over-the-counter market, including the top-level system design, the operation system design, the supervision system design, the auxiliary support system design. Finally, the sixth part of this paper, through the above analysis, draws the conclusion of the research. This paper puts forward the coordinated development mode of constructing our country's over-the-counter market after deep thinking.
【学位授予单位】：华中科技大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：F832.5

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