上海自由贸易试验区的金融市场体系建设研究

发布时间：2018-04-01 04:18

本文选题：上海自由贸易试验区　切入点：金融市场体系　出处：《上海交通大学》2015年硕士论文

【摘要】：近几年来,受全球金融危机与国际债务危机的影响,我国经济增速开始放缓,体制改革与经济结构转型也正处于攻坚阶段。同时,经济全球化已成为当今时代不可改变的发展趋势,金融危机后,全球范围内正逐渐形成新的贸易规则。在此背景下,2013年8月22日上海(中国)自由贸易试验区1由国务院批准设立。自贸区的成立是国家为新一轮改革开放战略与制度改革进行的顶层设计,旨在形成可复制、可推广的体制机制,为以后深化改革积累经验。自贸区的改革离不开金融市场体系的构建。一方面,上海自贸区的设立必将促进贸易自由化。伴随着贸易自由度的提高,市场对配套的金融市场体系建设将提出更高要求。同时,完善的金融市场体系建设也会进一步促进贸易发展。另一方面,全球金融危机的经验教训仍然历历在目,如何在风险可控的前提下促进贸易市场与资本市场的对外开放是目前政府亟需解决的难题。本文探讨了上海自由贸易试验区金融市场体系构建的问题。本文先从自贸区成立的国内外背景入手,分析其成立的原因,并论述本文研究的现实与理论意义。随后,本文比较了三个国家及地区的金融改革模式,梳理了上海自贸区目前的金融体系现状以及存在的问题;分析了进行金融改革的先决条件;并结合国际经验,从资本市场对外开放、利率市场化以及金融服务产业的角度,提出金融改革的顺序和具体实现途径。其中,资本市场对外开放是构建金融体系的基石与出发点,利率市场化改革是资本价格回归市场的体现,金融服务业发展则是金融体制改革的落脚点。本文针对以上三个方面,分别梳理了其发展历程,分析了现有相关制度存在的问题以及提出了在上海自贸区内可行的改革路径。最后,本文对全文的结论进行了归纳,并对未来的研究方向进行了展望。
[Abstract]:In recent years, under the influence of the global financial crisis and the international debt crisis, China's economic growth rate has begun to slow down, and the reform of the system and the transformation of the economic structure are also at a critical stage. Economic globalization has become an irrevocable trend of development in the present era. After the financial crisis, New trade rules are gradually forming around the world. In this context, on August 22, 2013, the Shanghai (China) Free Trade pilot Zone 1 was approved by the State Council. The establishment of the Free Trade Zone is a new round of reform and opening up strategy. The top-level design with institutional reform, The aim is to form a replicable and replicable institutional mechanism to accumulate experience for further reform. The reform of the Free Trade Zone can not be separated from the construction of the financial market system. On the one hand, The establishment of the Shanghai Free Trade Zone will certainly promote the liberalization of trade. With the increase of the degree of freedom of trade, the market will put forward higher requirements for the construction of the supporting financial market system. At the same time, A sound financial market system will also further promote trade development. On the other hand, the lessons of the global financial crisis are still clear. How to promote the opening of trade market and capital market under the premise of controllable risk is a difficult problem for the government to solve at present. This paper discusses the construction of financial market system in Shanghai Free Trade Test area. Starting with the domestic and foreign background of the establishment of the FTA, This paper analyzes the reasons for its establishment and discusses the practical and theoretical significance of this study. Then, this paper compares the financial reform models of three countries and regions, and combs the current financial system status and existing problems of Shanghai Free Trade Zone. This paper analyzes the preconditions of financial reform, and puts forward the order and concrete ways of financial reform from the angle of opening up of capital market, marketization of interest rate and financial service industry, combined with international experience. The opening up of capital market is the cornerstone and starting point of constructing financial system, the reform of interest rate marketization is the embodiment of capital price returning to the market, and the development of financial service industry is the foothold of financial system reform. This paper combs its development course, analyzes the existing problems of relevant systems and puts forward the feasible reform path in Shanghai Free Trade Zone. Finally, this paper summarizes the conclusions of the full text and looks forward to the future research direction.
【学位授予单位】：上海交通大学
【学位级别】：硕士
【学位授予年份】：2015
【分类号】：F752.8

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