中国企业海外并购中的专利风险控制研究

发布时间：2018-02-04 13:36

本文关键词： 海外并购专利风险风险管理　出处：《北京交通大学》2014年硕士论文　论文类型：学位论文

【摘要】：随着经济全球化以及“走出去”战略的实施,中国企业正在加快向海外扩张。专利作为抢占竞争优势的关键性资源,已经成为我国企业开展海外并购活动的重要目的。然而,涉及专利的海外并购是一个十分复杂且高风险的过程,即便是大型跨国公司也都曾出现过重大失误。对我国企业海外并购活动中的专利风险进行准确甄别以及控制管理,将有助于保护企业自身权益,有效实现专利的转移和价值创造。本文综合运用文献查阅、专利分析、案例分析、定性分析和定量分析相结合等研究方法,依托我国企业海外并购的特质及专利风险管理的发展现状开展研究,同时对国内外基于专利风险研究的跨国并购案例进行剖析和借鉴；分别企业跨国并购的不同阶段,对并购中的专利风险因素进行了梳理；基于海外并购中的专利风险点,构建了专利风险评价体系,并提出了并购中的专利风险控制策略；通过深入剖析基于专利并购的典型案例,总结出给中国企业海外并购专利风险控制带来的启示；综合专利并购流程,基于波特教授的价值链理论,提出了海外并购中专利风险管理措施。本文并基于专利的角度对并购风险因素进行解释,对企业并购整合过程研究提供了新的视角,对我国企业更好地走出国门提供了一定的理论基础和现实意义。
[Abstract]:With the economic globalization and the implementation of the "going out" strategy, Chinese enterprises are speeding up their overseas expansion. Patents are regarded as the key resources to seize the competitive advantage. It has become an important purpose for Chinese enterprises to carry out overseas mergers and acquisitions. However, overseas M & A involving patents is a very complex and high-risk process. Even large multinational companies have made major mistakes. It will help to protect the rights and interests of enterprises by accurately identifying and controlling the patent risk in the overseas M & A activities of Chinese enterprises. Effectively realize patent transfer and value creation. In this paper, literature review, patent analysis, case analysis, qualitative analysis and quantitative analysis combined with other research methods, relying on the characteristics of overseas mergers and acquisitions and the development of patent risk management to carry out research. At the same time, the case of cross-border M & A based on patent risk research at home and abroad is analyzed and used for reference. In the different stages of transnational M & A, the patent risk factors in M & A are sorted out. Based on the point of patent risk in overseas M & A, the evaluation system of patent risk is constructed, and the control strategy of patent risk in M & A is put forward. Through in-depth analysis of the typical cases based on patent M & A, this paper summarizes the inspiration to the patent risk control of overseas M & A of Chinese enterprises. Based on Professor Porter's theory of value chain, this paper puts forward the measures of patent risk management in overseas M & A. This paper also explains the risk factors of M & A from the perspective of patent, provides a new perspective for the study of the process of M & A integration, and provides a certain theoretical basis and practical significance for Chinese enterprises to go abroad better.
【学位授予单位】：北京交通大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：F279.2;F271;F204

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