基于Shapley值的PPP项目利益相关者收益分配研究

发布时间：2018-06-08 07:40

本文选题：PPP项目 + 利益相关者　；参考：《天津大学》2014年硕士论文

【摘要】：改革开放以来，我国社会经济处于快速发展时期，公共基础设施和公共服务项目建设对推进经济发展，促进社会进步发挥着至关重要的作用。为了缓解政府在公共基础设施项目上财政压力，引入私营资本实现投资主体的多元化，PPP（Public-Private Partnerships）模式扮演着重要的角色，而PPP项目也逐步在我国广泛应用。PPP项目中，，由公共部门、私营部门合作形成的动态联盟收益分配无论在理论研究上、还是项目实践运作中，都是核心问题。本文在合作博弈理论指导下，以Shapley值法为基础构建了PPP项目核心利益相关者收益分配方案模型，激励双方更好的为合作联盟服务，丰富了PPP项目收益分配的理论方法研究，也为PPP项目收益分配实践提供了参考，具有较好的理论意义和实践意义。本文首先通过PPP模式发展实践总结及文献研究提出本文研究的PPP项目收益分配问题，此后深刻剖析了PPP模式的本质及优势，并在利益相关者理论指导下研究分析了PPP项目的利益相关者及其利益诉求，然后在论证可行性的基础上建立了基于Shapley值理论的PPP项目核心利益相关者收益分配方案模型，然后通过对该方案的评价分析，提出通过风险因子修正完善该收益分配方案的新问题。最后在综合分析PPP项目核心利益相关者风险分担的基础上，研究建立了基于风险因子修正的Shapley值收益分配方案模型，并进行了相关案例分析，验证结果表明修正的收益分配方案更能体现分配的公平性和激励项目的效率性，从而使项目联盟得以更好的运作，促进社会经济的发展。
[Abstract]:Since the reform and opening up, China's social economy is in a period of rapid development. The construction of public infrastructure and public service projects plays a vital role in promoting economic development and promoting social progress. In order to alleviate the financial pressure on public infrastructure projects by the government, it is very important to introduce private capital to realize the diversification of investment main body (PPPU Public-Private Partnership) model, and the PPP project is also widely used in our country gradually by the public sector. The distribution of benefits of dynamic alliance formed by private sector cooperation is the core issue in both theoretical research and project practice. Under the guidance of cooperative game theory, based on Shapley value method, this paper constructs a model of income distribution for core stakeholders of PPP project, which motivates both parties to better serve the cooperative alliance, and enriches the theoretical and methodological research of PPP project income distribution. It also provides a reference for the practice of PPP project income distribution, which has good theoretical and practical significance. Firstly, through the PPP model development practice summary and literature research, this paper puts forward the PPP project income distribution problem. After that, the essence and advantages of PPP model are deeply analyzed, and the stakeholders of PPP project and their interest demands are analyzed under the guidance of stakeholder theory. Then, on the basis of demonstrating the feasibility, the model of PPP project core stakeholder income distribution scheme based on Shapley value theory is established, and then through the evaluation and analysis of the scheme, This paper puts forward a new problem of perfecting the income distribution scheme by modifying the risk factor. Finally, on the basis of comprehensive analysis of risk sharing among core stakeholders of PPP project, the Shapley profit distribution model based on risk factor correction is established, and the relevant cases are analyzed. The results show that the revised income distribution scheme can better reflect the fairness of distribution and the efficiency of incentive projects, so that the project alliance can operate better and promote the development of social economy.
【学位授予单位】：天津大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：F283

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