承包商视角下国际工程EPC合同风险管理研究
发布时间：2018-10-22 15:51
【摘要】：我国在推进国际工程承包市场的过程中,EPC(Engineering, Procurement, Construction)设计、采购、施工总承包合同被普遍采用。承包商要对工程项目全面负责,合同风险相对其他合同形式会增大很多,在这种情况下对于国际工程EPC合同风险管理进行探究很有必要。国内外学者发表了一些成果,但是存在局限：在国际工程EPC合同风险管理的研究中,针对FIDIC银皮书条款的风险管理相对较少,从承包商角度的实践案例有限；其次对合同风险管理研究主要集中在定性的分析,而将定性和定量结合起来是十分必要的；对于国际工程承包中的实践遇到的问题缺少系统全面的研究,合同风险管理体系中的防范和控制措施有待完善。 本文首先进行了研究背景、研究意义的探讨,然后阐述了国际工程EPC模式和合同、风险理论以及效用理论。在此基础上进行承包商视角下国际工程EPC合同风险的识别：对应用最广泛的FIDIC合同条款,从承包商角度将合同风险因素进行了具体识别,结合条款进行分析,整理出风险识别表。然后进行承包商视角下国际工程EPC合同风险评价：将定性与定量的方法相结合,利用风险多维理论以及效用理论,对于国际工程EPC合同风险进行评价方法的改进,并且结合一个案例,对于此方法给出了案例分析和总结,将理论应用于实践。同时对于承包商的国际工程EPC合同风险应对给出针对性的建议,提出建立承包商国际工程EPC合同风险管理体系,阐述了基于三个维度的体系。文章最后进行了总结和展望,具有一定的理论和实践意义。
[Abstract]:In the process of promoting the international project contracting market, EPC (Engineering, Procurement, Construction) design, procurement and construction general contract are widely used in our country. The contractor should be fully responsible for the project, and the contract risk will increase a lot compared with other contract forms. In this case, it is necessary to explore the international EPC contract risk management. Scholars at home and abroad have published some achievements, but there are some limitations: in the study of risk management of international EPC contract, the risk management for FIDIC silver cover clause is relatively few, and the practical cases from the perspective of contractor are limited; Secondly, the research on contract risk management is mainly focused on qualitative analysis, and it is necessary to combine qualitative and quantitative analysis. The prevention and control measures in the contract risk management system need to be improved. This paper firstly discusses the background and significance of the research, and then expounds the international engineering EPC model and contract, risk theory and utility theory. On the basis of this, the author identifies the contract risk of international engineering EPC from the perspective of contractor: the most widely used FIDIC contract terms are identified from the contractor's point of view, and the contract risk factors are analyzed in combination with the terms. Sort out the risk identification table. Then the risk evaluation of international engineering EPC contract from the perspective of contractor: combining qualitative and quantitative methods, using multi-dimension risk theory and utility theory, the evaluation method of international engineering EPC contract risk is improved. Combined with a case, this paper gives case analysis and summary for this method, and applies the theory to practice. At the same time, the author puts forward some suggestions for the contractor's international engineering EPC contract risk management system, puts forward the establishment of the contractor's international engineering EPC contract risk management system, and expounds the system based on three dimensions. At the end of this paper, the conclusion and prospect are given, which is of theoretical and practical significance.
【学位授予单位】：北京交通大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：F752.68;F284;F272.3
本文编号：2287605
[Abstract]:In the process of promoting the international project contracting market, EPC (Engineering, Procurement, Construction) design, procurement and construction general contract are widely used in our country. The contractor should be fully responsible for the project, and the contract risk will increase a lot compared with other contract forms. In this case, it is necessary to explore the international EPC contract risk management. Scholars at home and abroad have published some achievements, but there are some limitations: in the study of risk management of international EPC contract, the risk management for FIDIC silver cover clause is relatively few, and the practical cases from the perspective of contractor are limited; Secondly, the research on contract risk management is mainly focused on qualitative analysis, and it is necessary to combine qualitative and quantitative analysis. The prevention and control measures in the contract risk management system need to be improved. This paper firstly discusses the background and significance of the research, and then expounds the international engineering EPC model and contract, risk theory and utility theory. On the basis of this, the author identifies the contract risk of international engineering EPC from the perspective of contractor: the most widely used FIDIC contract terms are identified from the contractor's point of view, and the contract risk factors are analyzed in combination with the terms. Sort out the risk identification table. Then the risk evaluation of international engineering EPC contract from the perspective of contractor: combining qualitative and quantitative methods, using multi-dimension risk theory and utility theory, the evaluation method of international engineering EPC contract risk is improved. Combined with a case, this paper gives case analysis and summary for this method, and applies the theory to practice. At the same time, the author puts forward some suggestions for the contractor's international engineering EPC contract risk management system, puts forward the establishment of the contractor's international engineering EPC contract risk management system, and expounds the system based on three dimensions. At the end of this paper, the conclusion and prospect are given, which is of theoretical and practical significance.
【学位授予单位】：北京交通大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：F752.68;F284;F272.3
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