兴业银行发行绿色债券的案例分析及启示
发布时间：2018-08-12 14:21
【摘要】：从国际上提出可持续发展概念到发布绿色债券原则,以及我国出台关于建立绿色金融体系到最终绿色债券的投资范围界定,都表明了绿色发展已经成为全世界人类关注的焦点,绿色债券作为一项创新型绿色金融产品顺势而生。但是我国绿色债券市场的起步晚于国外,近几年才兴起,目前对于绿色债券的研究主要围绕市场发展方面,以及通过总结国外绿色债券市场的发展得出对中国发展绿色债券的启示,尚未研究我国金融机构成功发行绿色债券的案例,缺少金融机构从准备发行绿色金融债券到最终成功发行这一过程的经验总结。本文主要从兴业银行准备绿色债券的发行到发行后带来的成效进行深入的探析,最后给出相应的研究结论和政策建议。本文主要选取兴业银行发行绿色金融债券的整个过程为实际研究对象,首先通过文献研究法,对论文的选题背景和选题意义进行剖析,并且对国内外关于绿色债券的研究理论进行分类总结。通过参考相关的小组报告、兴业银行关于发行绿色债券的文件公告、会议摘要等对兴业银行发行绿色债券的背景进行分析。然后通过个案研究法,结合银行内部工作人员的实地访谈资料,对兴业银行发行绿色债券前期准备工作、已发行的绿色债券情况、发行绿色债券带来的主要成效等进行研究,将兴业银行的实际发行情况真实完整的展现出来,最后根据整个过程给出了相应的研究结论和政策建议。本文研究发现,兴业银行做为我国股份制商业银行,积极响应国家政策,承担社会责任,率先开启了发行绿色债券的准备工作。准备工作包括制定评估绿色项目的标准、设立管理绿色金融的体系、建立绿色债券募集资金制度、通过专业机构认证等等做法。成功发行绿色债券不仅促进了公司治理理念和文化的提升、创新了公司业务,为企业提供绿色融资,推动我国绿色债券市场的发展。
[Abstract]:From the international concept of sustainable development to the principle of issuing green bonds, and the definition of investment scope from the establishment of green financial system to the final green bonds in China, it is shown that green development has become the focus of human attention all over the world. Green bonds as an innovative green financial products homeopathy. However, the green bond market of our country started later than that of foreign countries, and has only risen in recent years. At present, the research on green bonds is mainly focused on the market development. And through summing up the development of foreign green bond market to obtain the inspiration to China's development of green bonds, has not yet studied the case of the successful issuance of green bonds by Chinese financial institutions. Lack of financial institutions from the preparation of green financial bonds to the successful issuance of this process of experience. This paper makes a deep analysis of the effects brought by the green bond preparation of the Industrial Bank of China, and finally gives the corresponding conclusions and policy recommendations. This paper mainly selects the whole process of issuing green financial bonds of Xingye Bank as the actual research object. Firstly, through the method of literature research, the paper analyzes the background and significance of the selected topic. And at home and abroad about the green bond research theory classification summary. By referring to the relevant group report, the notice of green bond issued by Societe Generale, the summary of the meeting, etc., the background of green bond issued by SocGen is analyzed. Then through the case study method, combining with the field interview data of the bank's internal staff, the paper studies the preparatory work for the issue of green bonds, the situation of green bonds already issued, and the main effects brought about by the issuance of green bonds, etc. The actual issuance of Societe Generale Bank is presented in a true and complete manner. Finally, the corresponding conclusions and policy recommendations are given according to the whole process. This paper finds that as a joint-stock commercial bank in China, Societe Generale Bank has taken the lead in the preparation of issuing green bonds by responding positively to national policies and assuming social responsibility. The preparatory work includes establishing criteria for evaluating green projects, setting up a system for managing green finance, establishing a system for raising funds for green bonds, passing professional certification, and so on. The successful issuance of green bonds not only promotes the promotion of corporate governance concept and culture, but also innovates corporate business, provides green financing for enterprises, and promotes the development of green bond market in China.
【学位授予单位】：河北金融学院
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F832.51
本文编号：2179317
[Abstract]:From the international concept of sustainable development to the principle of issuing green bonds, and the definition of investment scope from the establishment of green financial system to the final green bonds in China, it is shown that green development has become the focus of human attention all over the world. Green bonds as an innovative green financial products homeopathy. However, the green bond market of our country started later than that of foreign countries, and has only risen in recent years. At present, the research on green bonds is mainly focused on the market development. And through summing up the development of foreign green bond market to obtain the inspiration to China's development of green bonds, has not yet studied the case of the successful issuance of green bonds by Chinese financial institutions. Lack of financial institutions from the preparation of green financial bonds to the successful issuance of this process of experience. This paper makes a deep analysis of the effects brought by the green bond preparation of the Industrial Bank of China, and finally gives the corresponding conclusions and policy recommendations. This paper mainly selects the whole process of issuing green financial bonds of Xingye Bank as the actual research object. Firstly, through the method of literature research, the paper analyzes the background and significance of the selected topic. And at home and abroad about the green bond research theory classification summary. By referring to the relevant group report, the notice of green bond issued by Societe Generale, the summary of the meeting, etc., the background of green bond issued by SocGen is analyzed. Then through the case study method, combining with the field interview data of the bank's internal staff, the paper studies the preparatory work for the issue of green bonds, the situation of green bonds already issued, and the main effects brought about by the issuance of green bonds, etc. The actual issuance of Societe Generale Bank is presented in a true and complete manner. Finally, the corresponding conclusions and policy recommendations are given according to the whole process. This paper finds that as a joint-stock commercial bank in China, Societe Generale Bank has taken the lead in the preparation of issuing green bonds by responding positively to national policies and assuming social responsibility. The preparatory work includes establishing criteria for evaluating green projects, setting up a system for managing green finance, establishing a system for raising funds for green bonds, passing professional certification, and so on. The successful issuance of green bonds not only promotes the promotion of corporate governance concept and culture, but also innovates corporate business, provides green financing for enterprises, and promotes the development of green bond market in China.
【学位授予单位】：河北金融学院
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F832.51
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