我国国防工业科技资源配置及优化研究

发布时间：2018-01-14 14:02

本文关键词：我国国防工业科技资源配置及优化研究　出处：《国防科学技术大学》2015年博士论文　论文类型：学位论文

【摘要】：资源配置是经济学研究的永恒主题。国防工业是国防经济学研究的重要领域。因此,国防工业的科技资源配置问题也就成为国防经济学需要高度关注的重要内容。我们知道,国防工业是建设“巩固国防和强大军队”的物质技术基础,更是推进现代科技发展与经济社会变革的重要保障。国防工业科技资源是国防工业建设与发展的“第一资源”,其配置结构的好坏、配置效率的高低,不仅直接影响到我国国防工业的国防科技创新能力与武器装备科研生产能力建设,影响到我国国防工业的转型升级,更是影响到我国战斗力生成模式和经济发展方式的有效转变。论文综合运用了制度经济学、区域经济学、新结构经济学、管理学等理论工具,坚持历史与现实、定性与定量相结合,沿着概念界定、理论支撑、实证分析与对策思考的研究思路进行论文撰写。首先,论文在科学界定国防工业科技资源的主要分类、要素构成与基本属性的基础上,运用历史与现实、定性与定量相结合的研究思路,通过梳理分析我国国防工业科技资源配置的历史轨迹与现实状况,认为我国国防工业科技资源配置还存在着“资源有限性约束较强”、“交易费用较高”、“适应性效率较低”、“规模效益不高”、“军民分割问题突出”和“与区域经济发展融合度较小”等主要问题。其次,论文从宏观、中观和微观三个角度来设计国防工业科技资源的配置目标,分析国防工业科技资源配置呈现的主要特点和需要遵循的基本原则。然后围绕“谁来配置”和“怎样配置”的思路,分析国防工业科技资源配置的主体及主要配置方式。同时,在学习借鉴一般科技资源配置规律的基础上,结合国防工业科技资源的特有属性,试图归纳出国防工业科技资源配置的一般要求。第三,运用制度经济学、新结构经济学、管理学等理论工具,深入分析国防工业科技资源配置与国防科技进步、国防工业转型升级的互动机理。通过分析国防科技进步的特殊性,构建了测算国防工业科技资源配置对国防科技进步贡献度的测算理论模型,并从理论上解释了国防工业科技资源优化配置促进国防科技进步的作用机理。同时,在界定国防工业转型升级内涵的基础上,剖析了国防工业科技资源配置影响国防工业转型升级的过程与机理。第四,从宏观到微观,从定性到定量,深刻分析影响我国国防工业科技资源配置效率的各类影响因素,并在此基础上构建国防工业科技资源配置效率的评价指标体系。然后,以我国国防工业领域的航空航天工业部门为例,运用DEA分析工具来构建我国国防工业科技资源配置效率评价模型,从国内、区域、省域等不同层次进行国防工业科技资源配置效率分析。研究得出配置效率虽然“明显改善”,但是依旧存在“区域失衡现象突出”、“配置规模与配置结构不尽合理”和“阶段性特征显著”等问题的效率评价结果。最后,根据我国国防工业科技资源配置存在的问题和影响因素,认为实现国防工业科技资源的优化配置,必须遵循中国特色军民融合式发展战略,着眼经济全球化和世界新军事变革的时代背景,适应社会主义市场经济发展和推进中国特色新军事变革的需要,始终坚持市场在国防工业科技资源配置中的导向作用,充分发挥政府在国防工业科技资源配置中的调控作用,高度重视经济全球化背景下国防工业科技资源全球化配置的战略补充作用,努力推进国防工业科技资源的军民一体化配置。
[Abstract]:The allocation of resources is the eternal theme of economics. The defense industry is an important area of national defense economics. Therefore, science and technology resource allocation problem of the defense industry has become an important part of national defense economics requires a high degree of concern. As we know, the defense industry is the construction of "consolidating national defense and a powerful army" material and technical foundation, is an important guarantee to promote the development of modern science and technology and economic and social change. The defense industry of science and technology resources is the defense industry construction and development of the "first resource", the configuration structure quality, allocation efficiency, not only directly affect the national defense science and technology innovation ability and the ability of weapons and equipment research and production and construction of China's defense industry, affect the transformation of China's national defense industrial upgrading is more effective to influence the transformation of China's mode of generating combat and the mode of economic development. This paper uses the institutional economics, The new structural economics, regional economics, management theory tools, adhere to the history and reality, the combination of qualitative and quantitative, the definition of the concept, theoretical support, research analysis and Countermeasures of empirical write papers. Firstly, the paper defines the main classification of the defense industry of science and technology resources in science, basic elements and basic attributes on the use of history and reality, the combination of qualitative and quantitative research ideas, by analyzing the history of science and technology resources allocation of China's defense industry and current situation that China's defense industry science and technology resources allocation there is "limited resource constraints", "transaction cost", "adaptive efficiency" low ", the scale is not high", "the main problem and segmentation problems" and "integration and regional economic development is small". Secondly, from the macro, meso and micro The concept of three aspects of design of the defense industry science and technology resources allocation targets, analysis of the main characteristics of science and technology resources allocation presents the defense industry and the basic principles to follow. Then around "who configuration" and "how to configure" ideas, analysis of the main resources of science and technology of national defense industry configuration and main configuration. At the same time, on the basis of learning from the general law of science and technology resource allocation on the unique attributes of the combination of science and technology resources of the defense industry, and tried to sum up the general requirements of the defense industry of science and technology resources allocation. Third, the use of institutional economics, the economics of the new structure, management theory tools, in-depth analysis of science and technology resources allocation of national defense industry and national defense science and technology progress, the interaction mechanism of the upgrade the industrial transformation of national defense. Through analysis of the special defense of the progress of science and technology, constructs the science and technology resources allocation of defense industry and national defense science and technology progress contribution The calculation of theoretical model, and explains the defense industry to optimize the allocation of resources to promote the mechanism of national defense science and technology progress in theory. At the same time, based on defining the connotation of the transformation and upgrading of the defense industry, analyzes the influence of science and technology resources allocation of national defense industry of national defense industry transformation and upgrading process and mechanism level. Fourth, from macroscopic to microcosmic, from the qualitative to quantitative, in-depth analysis of various influence factors that affect the allocation efficiency of China's scientific and technological resources of the defense industry, and on the basis of the construction of science and technology resource allocation efficiency of the defense industry evaluation index system. Then, the aerospace industry sector of China's defense industry as an example, using DEA analysis tools to construct the evaluation of scientific and technological resources allocation of national defense industry the efficiency of our model, from the domestic, regional, provincial and different levels of analysis of science and technology resources allocation efficiency of the defense industry. Although the allocation efficiency "Improved", but there are still "regional imbalances outstanding", "efficiency evaluation results of configuration size and configuration structure is not reasonable and remarkable stage characteristics". Finally, according to the factors of science and technology resources allocation of China's defense industry problems and influence, that to achieve the optimal allocation of resources of Science and technology of national defense industry the Chinese must follow the characteristics of civil military integration development strategy, focus on the economic globalization and the change of the world's new military background, to meet the needs of the development of socialist market economy and promote the China characteristics of new military revolution, always adhere to the market in the defense industry in the allocation of resources in the guiding role, give full play to the government in the defense industry in the allocation of resources. Regulation, attaches great importance to the strategic defense industry of science and technology resources allocation globalization under the background of economic globalization a complementary role, efforts to push The integration of military and civilian integration into the science and technology resources of national defense industry.

【学位授予单位】：国防科学技术大学
【学位级别】：博士
【学位授予年份】：2015
【分类号】：F426.48;E25

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