收入水平、金融结构与国家技术创新研究

发布时间：2018-07-10 20:18

本文选题：新结构经济学 + 金融结构　；参考：《科技进步与对策》2017年14期

【摘要】：利用85个国家1989—2011年的跨国数据,实证检验不同收入水平下,金融结构对国家技术创新的影响差异。结果显示,高收入水平国家偏向于金融市场的金融结构更加有利于技术创新。基于新结构经济学理论思想,对该结果进行了解释:不同收入水平国家的创新结构不同,即自主研发和模仿创新的比例不同。从事自主研发和模仿创新的企业在风险特征、企业规模方面具有差异,这要求不同比例的金融市场和银行信贷与之匹配。由此,创新结构决定技术创新视角下的最优金融结构。因此,在特定发展阶段,存在与之相匹配的最能有效促进技术创新的金融结构。该结论强调了考虑发展阶段因素的必要性,为新结构经济学相关理论提供了新的实证证据,也具有明确的政策含义。
[Abstract]:Based on the data of 85 countries from 1989 to 2011, this paper empirically examines the differences in the influence of financial structure on national technological innovation under different income levels. The results show that the financial structure of high-income countries is more favorable to technological innovation. Based on the theory of new structural economics, this paper explains the results: the proportion of independent R & D and imitation innovation is different in different income level countries. Enterprises engaged in independent R & D and imitation innovation have different risk characteristics and different enterprise size, which requires different proportions of financial markets and bank credit to match them. Therefore, the innovation structure determines the optimal financial structure from the perspective of technological innovation. Therefore, in a specific stage of development, there is a matching financial structure that can promote technological innovation most effectively. The conclusion emphasizes the necessity of considering the factors of development stage, and provides new empirical evidence for the relevant theories of new structural economics, and also has clear policy implications.
【作者单位】：西安交通大学经济与金融学院;
【基金】：陕西省社会科学基金项目(2015D042) 陕西省软科学项目(2016KRM006)
【分类号】：F124.3;F126.2;F832

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