商业银行审计信息数据处理系统的设计与实现

发布时间：2018-06-23 00:28

本文选题：银行审计系统 + 审计管理　；参考：《山东大学》2015年硕士论文

【摘要】：现在,随着信息爆炸的时代的到来,世界银行在各种各样的业务和服务越来越依赖IT。金融行业也迎来了变化,大量的所有电子商务数据。我国银行审计系统有很大的发展空间,其中许多数据需要监管审查,现在的审查系统显然不能满足需求。论文的主要工作是：首先,论文对国内外有关审计发展模式进行研究的前提下,对审计方法进行分析,研究项目管理审计的概念,并结合IT进行了研究。将审计项目管理细分为项目立项审核,审核准备,项目实施。在项目管理的过程中,主要研究项目的审计和管理理论的融合。并对审计业务过程中常用的方法进行了研究和总结,对审计项目的实施过程进行了组织,指导,策划,监督和控制。论文对审计业务信息化研究的基础上,在审计信息的潜在有用的业务数据的大量杂乱无章发现,对数据进行分类,使结果更加清晰。在综合考虑不同的编码和收集原始数据在数据库的数据库类型的不同的业务系统,并将其转换成精确和有效,该系统可以识别审计数据打通的“瓶颈"。基于数据源的条件下,获得和改造所需的实际业务环境的要求审核制度进行了分析和数据提取,完成ETL模块的设计和实施。本论文的主要工作是基于项目管理模式的研究,结合工作经验,建立了一套控制银行审计信息系统审计风险线。同时,提出了合理的银行审计信息系统的设计和开发计划,梳理的银行风险点,完成了整个审计系统的总体结构和主要功能的设计和实施。
[Abstract]:Now, with the advent of the era of information explosion, the World Bank is increasingly dependent on ITITs for a wide variety of operations and services. Financial industry also ushered in changes, a large number of all e-commerce data. There is a lot of room for the development of the bank audit system in our country, many of which need to be supervised and reviewed, but the current audit system obviously can not meet the demand. The main work of this paper is as follows: firstly, this paper analyzes the audit methods, studies the concept of project management audit, and combines IT with the research on the development mode of audit at home and abroad. Subdivide audit project management into project approval, audit preparation and project implementation. In the process of project management, the main research project audit and management theory integration. The common methods in the process of audit are studied and summarized, and the implementation process of audit project is organized, directed, planned, supervised and controlled. Based on the research of audit information, this paper finds out a large number of potentially useful business data of audit information, classifies the data, and makes the results more clear. After considering different coding and collecting raw data in different database types of different business systems, and converting them into accurate and effective, the system can identify the "bottleneck" of audit data. Under the condition of data source, the requirement audit system for obtaining and reforming the actual business environment is analyzed and data extraction is carried out, and the design and implementation of ETL module are completed. The main work of this paper is to establish a set of audit risk line of bank audit information system based on the research of project management model and working experience. At the same time, the design and development plan of the bank audit information system is put forward, the bank risk point is combed, and the overall structure and main functions of the whole audit system are designed and implemented.
【学位授予单位】：山东大学
【学位级别】：硕士
【学位授予年份】：2015
【分类号】：TP311.13;F239.65

【共引文献】