论我国证券集团诉讼制度的构建

发布时间：2018-01-14 01:31

本文关键词：论我国证券集团诉讼制度的构建　出处：《南京师范大学》2013年硕士论文　论文类型：学位论文

【摘要】：通过证券集团诉讼制度,可以将许多中小投资者集中到拟制的一个集团中,作为这个单一诉讼的原告,这样可以大大增强原告方的力量,实现与强大的被告对抗,平衡双方力量,实现诉讼地位平等,对于诉讼效率的提高、社会资源的节约、证券市场的稳定维护有着积极的影响。在理论上对证券集团诉讼制度展开分析,理清集团诉讼制度的产生和发展过程、对外国集团诉讼制度进行考察和分析,考察我国集团诉讼制度的现状,构建我国证券集团诉讼制度等具有重要的意义。本文对我国上市公司集团诉讼制度的建立进行了研究。第一章对集团诉讼制度基本理论进行了概述,内容包括集团诉讼的概念和特点、集团诉讼制度的产生和发展、集团诉讼的价值与功能、我国需要构建证券集团诉讼制度的原因、集团诉讼与我国相似诉讼制度的比较等。第二章对外国集团诉讼制度进行了考察和分析,内容包括以美国为代表的退出制集团诉讼；加入制集团诉讼：以英国、瑞典为代表。第三章对我国代表人诉讼制度的现状进行了考察,内容包括我国代表人诉讼制度的确立、我国代表人诉讼制度的运行现状及缺陷。第四章论述了我国证券集团诉讼制度的构建。内容包括构建有中国特色集团诉讼制度的指导思想、改革我国人数不确定代表人诉讼制度、借鉴美国的集团诉讼制度。
[Abstract]:Through the securities class litigation system, many small and medium-sized investors can be concentrated into a group, as the plaintiff of this single lawsuit, this can greatly enhance the power of the plaintiff. To achieve confrontation with powerful defendants, balance the strength of both sides, achieve equal status of litigation, improve the efficiency of litigation, and save social resources. The stability of the securities market has a positive impact. In theory, the securities group litigation system is analyzed, the emergence and development of the class action system is clarified, and the foreign group litigation system is investigated and analyzed. To investigate the current situation of class action system in China. It is of great significance to construct the securities group litigation system in China. This paper studies the establishment of the class action system of listed companies in China. The first chapter summarizes the basic theory of the group action system. The content includes the concept and characteristics of class action, the emergence and development of class action system, the value and function of class action, and the reasons why China needs to construct the system of group action of securities. The second chapter makes an investigation and analysis of the foreign group litigation system, including the withdrawal of the class action represented by the United States; The third chapter investigates the current situation of representative litigation system in our country, including the establishment of representative litigation system in our country. Chapter 4th discusses the construction of China's securities group litigation system, including the construction of the guiding ideology of class action system with Chinese characteristics. To reform the representative litigation system of uncertain number in our country and draw lessons from the class action system of the United States.
【学位授予单位】：南京师范大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：D925;D922.287

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