江西证券业经营现状及发展对策研究

发布时间：2018-01-27 01:19

本文关键词： 证券经营现状发展对策江西　出处：《南昌大学》2013年硕士论文　论文类型：学位论文

【摘要】：当前,我国证券市场的基本特征是“新兴+转轨”的市场,证券业经过草创阶段、清理整顿和综合治理阶段、规范发展阶段,目前正处于全面创新发展的新阶段,面临着新的发展机遇。从宏观经济而言,我国宏观经济可持续的增长为证券市场的繁荣奠定了发展基础；从监管环境看,国家正采取一系列政策措施,加快多层次资本市场体系建设和证券公司对内对外开放进程,不断增强证券公司的资本市场中介功能和服务水平,实现证券行业与经济社会和谐共进及可持续发展。证券市场对国民经济发展将做出更大的贡献。证券公司作为资本市场的中介,也将在中国资本市场的快速成长中获得更大的发展。江西证券市场经过20多年的发展,从无到有,从小到大,取得了巨大的成就。但作为中部经济欠发达省份,证券市场总体呈现出上市公司数量少、质量不高、市场规模较小、中介机构实力不强、服务地方实体经济能力不足等特点。辖区证券业受制于资本实力不足、信息技术投入有限、创新人才缺乏等诸多因素,加上近年来市场行情较为低迷,交投不活跃,收入结构较为单一,资产质量不高,创新能力不强,整体盈利水平较弱。面对证券业创新发展的大趋势,江西证券行业应准确把握行业发展脉搏,制定符合自身实际情况的发展战略,在做好合规管理及风险防控的前提下,发挥自身优势,积极开展产品及服务创新,加快发展步伐。
[Abstract]:At present, the basic characteristic of China's securities market is the market of "emerging transition". The securities industry has gone through the initial stage, the stage of cleaning up and rectifying and the stage of comprehensive management, and the stage of standardizing the development of the securities industry. At present, China is in a new stage of comprehensive innovation and development, facing new development opportunities. From the macro economic point of view, the sustainable growth of China's macro economy has laid the foundation for the prosperity of the securities market. From the perspective of regulatory environment, the state is taking a series of policy measures to speed up the construction of a multi-level capital market system and the process of securities companies opening to the outside world, and to continuously enhance the intermediary function and service level of the capital market of securities companies. The securities market will make a greater contribution to the development of the national economy. The securities companies as the intermediary of the capital market. Will also gain greater development in the rapid growth of China's capital market. Jiangxi stock market has been developed for more than 20 years, from nothing to existence, from small to large, and has made great achievements. However, as an underdeveloped province in the central region, the stock market in general presents a small number of listed companies. The quality is not high, the market scale is small, the strength of the intermediary is not strong, and the ability of serving the local entity economy is insufficient. The securities industry in the jurisdiction is constrained by the lack of capital strength and the limited investment of information technology. The lack of innovative talents and many other factors, coupled with the market in recent years relatively low, trading is not active, income structure is relatively single, asset quality is not high, innovation ability is not strong, the overall profit level is weak. In the face of the trend of innovation and development of securities industry, Jiangxi securities industry should accurately grasp the pulse of development of the industry, formulate a development strategy in line with its own actual situation, and do a good job of compliance management and risk prevention and control under the premise. Give play to their own advantages, actively carry out product and service innovation, and accelerate the pace of development.
【学位授予单位】：南昌大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：F832.51

【引证文献】