从私募“失联”看金融监管体制改革

发布时间：2018-03-03 16:19

  本文选题：证券投资基金业　切入点：监管体制改革　出处：《金融博览(财富)》2015年12期 　论文类型：期刊论文

【摘要】：正11月23日,中国证券投资基金业协会(以下简称"基金业协会")官网公告了一份失联(异常)私募机构名单,名单包括华天国泰、中融坤瑞、中元宝盛等12家私募基金公司,其中9家位于北京。对私募机构"失联(异常)"进行公示,是基金业协会今年9月29日建立的一项制度。按照基金业协会通报给出的解释,只要通过电话、电子邮件或短信,协会均无法与这些机构取得联系,这些机构也没有在限定时间内回复相关情况,就可认为是"失联(异常)"。
[Abstract]:On November 23rd, the China Securities Investment Fund Industry Association (hereinafter referred to as the "fund industry association") announced on its website a list of 12 private equity firms, including Huatian Cathay, Zhong Rongkun Rui, Zhongyuan Baisheng and other private equity firms. Nine of them are based in Beijing. The announcement of the private equity firm "missing (abnormal)" is a system set up by the fund industry association on September 29th this year. According to the explanation given by the fund association's circular, all you need to do is by telephone, e-mail or text message. The association is unable to contact these institutions, and these institutions do not respond within a limited period of time to the relevant circumstances, can be considered "missing (abnormal)."
【分类号】：F832.51
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本文编号：1561770