基金子公司:爆发式增长背后的隐忧

发布时间：2018-03-05 08:49

本文选题：子公司　切入点：公募基金　出处：《银行家》2014年04期 　论文类型：期刊论文

【摘要】：正基金子公司的发展源于管理层的监管创新。2012年10月29日证监会公布《证券投资基金管理公司子公司管理暂行规定》,这一规定旨在向公募基金管理公司全面开放资产管理业务。基金管理公司的"专项资产管理计划"与信托公司的单一信托与集合信托计划的投资范围已经几乎没有区别。此后,基金子公司的数量与管理资产规模呈爆发式增长。财富管理研究中心统计的数据显示,截至2013年年底,已有62家基金公司获准成立于公司,总注册资本为29.35亿元,平均注册资本约为4734万元。与初始注册资本较低完全不同的是,基金子公司的资产管理规模呈爆发式增长态势。中国证券投资基金业协会统计的数据显示,截至2013年9月底,全国基金专户子公司业务规模约为4600亿元。而根据财富管理研究中心调研的数据测算,截至2013年年底,基金子公司资产管理规模大约在8000亿~10000亿元区间之内。其高增长背后存在种种隐忧,这种隐忧集中体现在三个方面:
[Abstract]:The development of the subsidiary of the regular fund originates from the regulatory innovation of the management. In October 29th 2012, the Securities Regulatory Commission promulgated the interim regulations on the Management of the subsidiaries of the Securities Investment Fund Management Company, which is aimed at opening up the fund management company to the public. Asset management business. Fund management company's "special asset management plan" and the trust company's single trust and collective trust plan investment scope has been almost no different from the fund management company's "special asset management plan" and the trust company's single trust and collective trust plan investment scope since then, The number of fund subsidiaries and the size of assets under management have increased dramatically. By the end of 2013, 62 fund companies had been approved to set up companies with a total registered capital of two billion nine hundred and thirty-five million yuan, according to statistics from the Wealth Management Research Center. The average registered capital is about 47.34 million yuan. Unlike the initial registered capital, the asset management scale of the subsidiaries of the fund has shown a explosive growth trend. According to the statistics of the China Securities Investment Fund Association, as of the end of September 2013, The national fund special account subsidiary business scale is about 460 billion yuan. According to the data from the Wealth Management Research Center, as of the end of 2013, The fund subsidiary assets management scale is within the range of 800 billion ~ 1 trillion yuan. There are various hidden worries behind its high growth, which are embodied in three aspects:
【作者单位】：中国社会科学院财富管理研究中心;浦东金融局机构发展服务处;
【分类号】：F832.51

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