反腐败洗钱制度体系构建与评价研究

发布时间：2018-06-02 09:56

本文选题：反洗钱 + 腐败洗钱　；参考：《西南交通大学》2008年硕士论文

【摘要】： 腐败洗钱行为作为全球化的问题已经出现了严重化的趋势。腐败犯罪与洗钱犯罪被称为一对“孪生兄弟”,如影随形,有腐败犯罪活动就必然伴随着洗钱活动的发生。面对腐败洗钱活动的激增,我国借鉴西方国家和国际组织的反腐败和反洗钱经验,在立法和相关制度建设方面已经取得了一些成绩。但总体而言,我国反腐败洗钱工作仍处于起步阶段,腐败洗钱之所以如此猖獗,根本上在于制度上的缺陷,在很大程度上缘于我国现有的立法与执法、金融和合作等方面的漏洞。可见,反腐败洗钱,制度是根本。通过分析腐败洗钱的犯罪行为特征,本文从反腐败和反洗钱相结合的视角进行研究,从打击和遏制洗钱出发,进而掐断腐败分子匿藏和转移资金的通道,从根本上打击和防范腐败犯罪,从而保证社会秩序稳定和社会健康发展。本文在研究国内外反腐败洗钱制度建设现状的基础上,分析涉及反腐败洗钱的诸多制度要素,提出构建我国全方位、多层次的反腐败洗钱制度体系,并运用层次分析法(AHP)对所建立的制度体系进行效力评价。以期能够对我国的反腐败洗钱制度建设有所助益。文章采用管理学、经济学、法律、公共管理等多学科相结合的研究方法来进行理论和实践的探讨,综合运用定量与定性分析相结合的方法,对所提出的制度体系进行评价研究。全文共分为五部分: 第一部分简要的分析了课题研究的背景,对课题研究的目的及意义、研究内容、方法及结构安排、国内外研究现状进行了叙述。并运用公共利益理论、制度经济学理论、社会控制理论、破窗理论、非传统安全理论来诠释腐败洗钱犯罪行为。第二部分对腐败洗钱与反洗钱进行了概述。从腐败、洗钱以及腐败洗钱的基本概念出发,对腐败洗钱的表现方式和危害进行了分析。并从法律、金融、合作等方面分析了国外反腐败、反洗钱制度现状,反观我国现有的反腐败、反洗钱制度,指出我国反腐败洗钱制度存在的不足与缺陷。第三部分是本论文的重点。分别从反腐败洗钱法律法规体系、金融机构制度建设、政府机关和国有企业等职能部门制度、协调工作机制、国际合作制度、宣传、教育与培训制度等六个方面阐述了制度体系构成,强调“执行力”在制度体系中的重要作用,并进一步提出对完善反洗钱制度的具体对策建议。同时提出在中国反洗钱监测中心的“反洗钱监测分析系统”的基础上,建立一个针对腐败犯罪的反腐败信息系统,以实现针对腐败犯罪的的识别、甄别和预警。第四部分为反腐败洗钱制度体系的效力评价。通过专家问卷的形式,建立反腐败洗钱制度体系效力评价指标体系,并根据专家打分、指标赋权对数据进行整理计算,依据评价值判断该效力评价的整体水平并对其进行分析。第五部分为本论文研究结论。
[Abstract]:Corruption and money laundering have become a serious trend of globalization. The crime of corruption and money laundering are called "twin brothers", and the crime of corruption will inevitably accompany the occurrence of money laundering. Facing the surge of corruption and money laundering, our country draws lessons from the anti-corruption of western countries and international organizations. The anti money laundering experience has made some achievements in legislation and related system construction. However, in general, our country is still in the initial stage of anti corruption and money laundering. The reason why the corruption laundering is so rampant is fundamentally due to the defects in the system, to a great extent, due to the leakage of existing legislation and law enforcement, finance and cooperation in our country. Through the analysis of the criminal behavior characteristics of corruption and money laundering, this paper studies the characteristics of the crime of corruption and money laundering. This article studies from the perspective of the combination of anti corruption and anti money laundering. From the point of combating and deterring money laundering, the paper then cuts out the channel of hiding and transferring funds by the corrupt elements, so as to combat and prevent corruption from the root, so as to guarantee the social rank. Order stability and social health development.
On the basis of studying the present situation of the construction of the system of anti corruption money laundering at home and abroad, this paper analyzes the various institutional elements involved in the anti corruption money laundering, and puts forward a comprehensive and multi-level system of anti corruption and money laundering system in our country, and uses the analytic hierarchy process (AHP) to evaluate the effectiveness of the system established in order to be able to wash the anti-corruption of our country. The construction of money system is helpful.
In this paper, a combination of management, economics, law and public management is used to study the theory and practice, and the method of combining quantitative and qualitative analysis is used to evaluate the system system.
The full text is divided into five parts:
The first part is a brief analysis of the background of the research, the purpose and significance of the research, the content of the research, the method and the arrangement of the structure, the status of the research at home and abroad, and the use of the theory of public interest, the theory of institutional economics, the theory of social control, the theory of breaking the window and the non traditional security theory to explain the crime of corruption and money laundering.
The second part is an overview of corruption and anti money laundering. From the basic concept of corruption, money laundering and corrupt money laundering, this paper analyzes the manifestations and hazards of corruption and money laundering, and analyzes the anti corruption in foreign countries, the system of anti money laundering in the aspects of law, finance and cooperation, and the anti corruption and anti money laundering system in our country. The shortcomings and shortcomings of China's anti money laundering system.
The third part is the focus of this paper, respectively from the legal system of anti corruption money laundering, the system construction of financial institutions, the system of functional departments of government organs and state-owned enterprises, coordination work mechanism, international cooperation system, propaganda, education and training system, and emphasizes the "execution force" in the system system. At the same time, on the basis of the "anti money laundering monitoring and analysis system" of China's anti money laundering monitoring center, a system of anti-corruption information system for corruption crime is set up to realize the identification, discrimination and early warning of corruption crimes.
The fourth part is the evaluation of the effectiveness of the system of anti-corruption money laundering system. Through the form of expert questionnaire, we set up an evaluation index system for the effectiveness of the system of anti-corruption money laundering system. According to the scores of experts, the data are arranged and calculated by the index empowerment, and the overall level of the effectiveness evaluation is judged and analyzed according to the evaluation value.
The fifth part is the conclusion of this paper.
【学位授予单位】：西南交通大学
【学位级别】：硕士
【学位授予年份】：2008
【分类号】：D631.2;F832.1

【引证文献】